Branch offices
0 offices
FINRA: Small firm
CRD #7661 · FINRA BrokerCheck + SEC IAPD
Acument Securities, Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Acument Securities, Inc. ranks #201 of 20,055 by disclosure count (most disclosures first). Acument Securities, Inc. carries 28 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.
- Grade F
- Safety grade
- 0
- branch offices
- 28
- disclosures
- #201 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 7661 Acument Securities, Inc.
Acument Securities, Inc. · Grade F · 28 disc · 28.00/office · Single-office firm
- CRD 7661
- GRADE F
- DISC 28
- REG 16
- ARB 12
- CIV 0
- BRANCH 0
- PER-OFF n/a
- RANK #201 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: Crowell, Weedon & Co. (28.00 disc/office)
Acument Securities, Inc. ranks #201 of 20,055 by disclosure count among graded broker-dealers; heavy load at 28.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
28 events
On FINRA BrokerCheck
Regulatory events
16 actions
57% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 16 |
| Arbitrations | 12 |
| Civil Events | 0 |
| Total | 28 |
Counts for Acument Securities, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 16 Arbitration 12 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- CRD Number
- 7661
Heavy disclosure book
Acument Securities, Inc. in the heavier-disclosure third
Acument Securities, Inc. carries 28 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#201 of 20,055). Mix is 16 regulatory, 12 arbitration, and 0 civil (57% regulator share).
Acument Securities, Inc. ranks #201 of 20,055 by BrokerCheck disclosure count among graded firms (28 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Acument Securities, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Acument Securities, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Acument Securities, Inc. ranks #201 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for Acument Securities, Inc.?
A grade of F reflects Acument Securities, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 28 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Acument Securities, Inc. have?
Acument Securities, Inc. has 28 total FINRA disclosures, including 16 regulatory events, 12 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Acument Securities, Inc.?
Acument Securities, Inc. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Acument Securities, Inc.'s disciplinary record?
You can verify Acument Securities, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 7661. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Acument Securities, Inc.'s 28 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Acument Securities, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Acument Securities, Inc. carries 28 disclosures across 0 branch offices (about 28.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- Crowell, Weedon & Co. - 28.00 disclosures/office, nearest single-office firm peer to Acument Securities, Inc.'s 28.00
- Cutler Group, LLC - 28.00 disclosures/office, nearest single-office firm peer to Acument Securities, Inc.'s 28.00
- EKN Financial Services Inc. - 28.00 disclosures/office, nearest single-office firm peer to Acument Securities, Inc.'s 28.00
- Red Flags in Advisor Records - How to read Acument Securities, Inc.'s heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 28 disclosures behind Acument Securities, Inc.'s Grade F.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Acument Securities, Inc..
- Compare firms - put Acument Securities, Inc. next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.