Branch offices
0 offices
FINRA: Small firm
CRD #113525 · FINRA BrokerCheck + SEC IAPD
EKN Financial Services Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, EKN Financial Services Inc. ranks #204 of 20,055 by disclosure count (most disclosures first). EKN Financial Services Inc. carries 28 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.
- Grade F
- Safety grade
- 0
- branch offices
- 28
- disclosures
- #204 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 113525 EKN Financial Services Inc.
EKN Financial Services Inc. · Grade F · 28 disc · 28.00/office · Single-office firm
- CRD 113525
- GRADE F
- DISC 28
- REG 18
- ARB 10
- CIV 0
- BRANCH 0
- PER-OFF n/a
- RANK #204 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: Acument Securities, Inc. (28.00 disc/office)
EKN Financial Services Inc. ranks #204 of 20,055 by disclosure count among graded broker-dealers; heavy load at 28.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
28 events
On FINRA BrokerCheck
Regulatory events
18 actions
64% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 18 |
| Arbitrations | 10 |
| Civil Events | 0 |
| Total | 28 |
Counts for EKN Financial Services Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 18 Arbitration 10 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- CRD Number
- 113525
Heavy disclosure book
EKN Financial Services Inc. in the heavier-disclosure third
EKN Financial Services Inc. carries 28 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#204 of 20,055). Regulator-initiated events are 64% of the book (18 regulatory / 10 arbitration / 0 civil).
EKN Financial Services Inc. ranks #204 of 20,055 by BrokerCheck disclosure count among graded firms (28 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of EKN Financial Services Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does EKN Financial Services Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, EKN Financial Services Inc. ranks #204 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for EKN Financial Services Inc.?
A grade of F reflects EKN Financial Services Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 28 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does EKN Financial Services Inc. have?
EKN Financial Services Inc. has 28 total FINRA disclosures, including 18 regulatory events, 10 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is EKN Financial Services Inc.?
EKN Financial Services Inc. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify EKN Financial Services Inc.'s disciplinary record?
You can verify EKN Financial Services Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 113525. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). EKN Financial Services Inc.'s 28 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid EKN Financial Services Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. EKN Financial Services Inc. carries 28 disclosures across 0 branch offices (about 28.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- Acument Securities, Inc. - 28.00 disclosures/office, nearest single-office firm peer to EKN Financial Services Inc.'s 28.00
- Crowell, Weedon & Co. - 28.00 disclosures/office, nearest single-office firm peer to EKN Financial Services Inc.'s 28.00
- Cutler Group, LLC - 28.00 disclosures/office, nearest single-office firm peer to EKN Financial Services Inc.'s 28.00
- Red Flags in Advisor Records - How to read EKN Financial Services Inc.'s heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 28 disclosures behind EKN Financial Services Inc.'s Grade F.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as EKN Financial Services Inc..
- Compare firms - put EKN Financial Services Inc. next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.