CRD #18272 · FINRA BrokerCheck + SEC IAPD

Allstate Financial Services, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Allstate Financial Services, LLC ranks #1,351 of 20,055 by disclosure count (most disclosures first). Among firms registered in NE, it ranks #3 of 8 on the same disclosure sort used on the state browse page. Allstate Financial Services, LLC carries 5 BrokerCheck disclosures across 3,326 branch offices - light load for a national firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
3,326
branch offices
5
disclosures
#1,351 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 18272 Allstate Financial Services, LLC

Allstate Financial Services, LLC · Grade B · 5 disc · 0.00/office · National firm

  • CRD 18272
  • GRADE B
  • DISC 5
  • REG 4
  • ARB 1
  • CIV 0
  • BRANCH 3,326
  • PER-OFF 0.00
  • RANK #1,351 of 20,055
  • BOOK National firm

Intensity peers

Nearest same-size peer: LPL Enterprise, LLC (0.00 disc/office)

LPL Enterprise, LLC0.00Farmers Financial Solut…0.00U.S. Bancorp Advisors, LLC0.00Allstate Financial … (this)0.00
Disclosures per office among national firm peers (lower is cleaner)

Allstate Financial Services, LLC ranks #1,351 of 20,055 by disclosure count among graded broker-dealers; light load at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

3,326 offices

FINRA: Large firm

Total disclosures

5 events

On FINRA BrokerCheck

Regulatory events

4 actions

80% of all disclosures

Disclosures per office

0.00 per office

5 ÷ 3,326 offices

Allstate Financial Services, LLC vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 99% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 4
Arbitrations 1
Civil Events 0
Total 5

Counts for Allstate Financial Services, LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 4 Arbitration 1 Civil 0

Firm Details

Firm Size
Large
Scope
ACTIVE
Location
Lincoln, NE
CRD Number
18272

Lower disclosures per office

Allstate Financial Services, LLC in the heavier-disclosure third

Allstate Financial Services, LLC carries 5 BrokerCheck disclosures across 3,326 branch offices - a heavier-third raw book among graded firms (#1,351 of 20,055). Regulator-initiated events are 80% of the book (4 regulatory / 1 arbitration / 0 civil).

Allstate Financial Services, LLC runs 0.00 disclosures per branch office (cleaner than 100% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Allstate Financial Services, LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Nebraska cohort · 1.38× state average

Allstate Financial Services, LLC sits above the Nebraska disclosure average

Allstate Financial Services, LLC reports 5 BrokerCheck disclosures, 1.38× the Nebraska average of 3.6 across 8 graded firms with a principal-office state on file.

In Nebraska, 1 firm carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Nebraska state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Allstate Financial Services, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Allstate Financial Services, LLC ranks #1,351 of 20,055 by disclosure count (most disclosures first). Among firms registered in NE, it ranks #3 of 8 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Allstate Financial Services, LLC?
A grade of B reflects Allstate Financial Services, LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (national firm). It carries 5 total disclosures across 3,326 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Allstate Financial Services, LLC have?
Allstate Financial Services, LLC has 5 total FINRA disclosures, including 4 regulatory events, 1 arbitration. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Allstate Financial Services, LLC?
Allstate Financial Services, LLC operates 3,326 branch offices and is classified by FINRA as a large firm, registered in NE (National firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Allstate Financial Services, LLC's disciplinary record?
You can verify Allstate Financial Services, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 18272. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Allstate Financial Services, LLC's 5 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Allstate Financial Services, LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Allstate Financial Services, LLC carries 5 disclosures across 3,326 branch offices (about 0.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Allstate Financial Services, LLC, both outside NE so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • LPL Enterprise, LLC (SC) - 0.00 disclosures/office, nearest national firm peer to Allstate Financial Services, LLC's 0.00
  • Farmers Financial Solutions, LLC (CA) - 0.00 disclosures/office, nearest national firm peer to Allstate Financial Services, LLC's 0.00
  • U.S. Bancorp Advisors, LLC (MN) - 0.00 disclosures/office, nearest national firm peer to Allstate Financial Services, LLC's 0.00
  • Firms in NE - state roster that includes Allstate Financial Services, LLC's registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like Allstate Financial Services, LLC.
  • Reading BrokerCheck Reports - How Allstate Financial Services, LLC's 0.00 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Allstate Financial Services, LLC.
  • Compare firms - put Allstate Financial Services, LLC next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.