State BrokerCheck inventory · July 2026

Nebraska broker-dealer grades

According to FINRA BrokerCheck as of July 2026, Nebraska ranks #36 of 56 by registered-firm inventory (8) and #32 of 56 by aggregate disclosure load (29). Inventory rank is not intensity rank: Missouri leads disclosures-per-firm on that 33-state board.

#36
of 56 by firm inventory
8
registered firms
29
disclosures on file
1
Grade-A clean record

Nebraska at a glance

According to FINRA BrokerCheck as of July 2026, Nebraska ranks #36 of 56 by registered-firm inventory (8) and #32 of 56 by aggregate disclosure load (29). Inventory rank is not intensity rank: Missouri leads disclosures-per-firm on that 33-state board.

#36 of 56
registered-firm inventory
#32 of 56
aggregate disclosure load
29
total disclosures statewide
1
with a clean record (Grade A)

Disclosure-load ordinal matches the /states listing. Missouri leads disclosures-per-firm; Maine leads Grade-A share among states with at least 10 firms. Neither rank is investment advice. See methodology · corpus placement.

Firm-size mix among 8 graded firms

FINRA BrokerCheck size classes in Nebraska. Segments sum to the graded inventory, a catalog shape, not the A-F grade ChartBar below.

8
Registered Firms
1
Clean Record (Grade A)
29
Total Disclosures
3.6
Avg Disclosures / Firm

Grade Distribution

How Nebraska's 8 graded broker-dealers split across the size-normalized A-F safety scale.

A, clean (1)1 firmB, low (6)6 firmsC, typical (1)1 firmD, elevated (0)0 firmsF, heaviest (0)0 firms
Grade breakdown of 8 graded firms headquartered in Nebraska

Firms by Disclosure Count

#FirmDisclosuresOfficesGrade
1Axos Clearing LLCOmaha144C
2Mutual of Omaha Investor Services, Inc.Omaha6249B
3Allstate Financial Services, LLCLincoln53,326B
4Haley Securities, Inc.Omaha12B
5Northern Lights Distributors, LLCElkhorn12B
6Teckmeyer Financial Services, L.L.C.Omaha16B
7Weitz Securities, Inc.Omaha12B
8Carson Group Brokerage, LLCOmaha02A

Mid-pack BrokerCheck profile

What BrokerCheck shows for Nebraska

Nebraska registers 8 firms with 29 disclosures as of July 2026.

According to FINRA BrokerCheck as of July 2026, Nebraska ranks #36 of 56 by registered-firm inventory (8) and #32 of 56 by aggregate disclosure load (29). Inventory rank is not intensity rank: Missouri leads disclosures-per-firm on that 33-state board. Graded inventory: 1 A / 6 B / 1 C / 0 D / 0 F (12.5% clean, 0.0% D or F). Largest disclosure count in-state: Axos Clearing LLC (14 events, Grade C).

Grades are editorial signals from a size-normalized model, not FINRA ratings. Disclosure totals are reported events, not proven violations . This page is informational only and does not constitute financial, legal, or investment advice. Confirm current records at FINRA BrokerCheck.

Frequently asked questions

Where does Nebraska sit among states by BrokerCheck disclosure load?
According to FINRA BrokerCheck as of July 2026, Nebraska ranks #36 of 56 by registered-firm inventory (8) and #32 of 56 by aggregate disclosure load (29). Inventory rank is not intensity rank: Missouri leads disclosures-per-firm on that 33-state board. Aggregate disclosure load is not a judgment of the state's regulators or of any individual firm.
How many broker-dealer firms are registered in Nebraska?
Nebraska has 8 actively registered broker-dealer firms on FINRA BrokerCheck, of which 1 (12.5%) hold a clean Grade-A record with no reportable disclosures.
Which Nebraska broker-dealer has the most FINRA disclosures?
Axos Clearing LLC leads Nebraska's listing with 14 BrokerCheck disclosures across 4 offices (Grade C). Totals are reported events, not proven violations - verify on FINRA BrokerCheck.
How should I read Nebraska's safety grades?
Grades for Nebraska firms are size-normalized: weighted disclosure load ÷ branch footprint, ranked within size class. Zero-disclosure firms earn A. Editorial signals, not FINRA ratings - see methodology.
Is this official Nebraska broker data?
Yes. Nebraska's firm rows come from FINRA BrokerCheck and SEC IAPD public registries. PlainAdvisorCheck aggregates and size-normalizes them; underlying records are public domain. This is not financial advice.
All Nebraska Firms → All States →

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from official FINRA BrokerCheck and SEC EDGAR enforcement records for Nebraska. Nebraska ranks #36 by firm inventory and #32 by disclosure load in the PlainAdvisorCheck extract as of July 2026.