Branch offices
2 offices
FINRA: Small firm
CRD #293448 · FINRA BrokerCheck + SEC IAPD
Carson Group Brokerage, LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Carson Group Brokerage, LLC ranks #7,464 of 20,055 by disclosure count (most disclosures first). Among firms registered in NE, it ranks #8 of 8 on the same disclosure sort used on the state browse page. Carson Group Brokerage, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 2 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 2
- branch offices
- 0
- disclosures
- #7,464 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 293448 Carson Group Brokerage, LLC
Carson Group Brokerage, LLC · Grade A · 0 disc · 0.00/office · Small firm
- CRD 293448
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 2
- PER-OFF 0.00
- RANK #7,464 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Carson Group Brokerage, LLC ranks #7,464 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 2 offices
Clean disclosure surface
Carson Group Brokerage, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 2 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Omaha, NE
- CRD Number
- 293448
Clean BrokerCheck surface
Carson Group Brokerage, LLC's clean BrokerCheck surface
Carson Group Brokerage, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 2 branch offices (Grade A).
Carson Group Brokerage, LLC shows zero reportable disclosures across 2 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Carson Group Brokerage, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Nebraska cohort · 0.00× state average
Carson Group Brokerage, LLC sits below the Nebraska disclosure average
Carson Group Brokerage, LLC reports 0 BrokerCheck disclosures, 0.00× the Nebraska average of 3.6, lighter than most of the 8 graded firms filed there.
In Nebraska, 1 firm carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Nebraska state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Carson Group Brokerage, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Carson Group Brokerage, LLC ranks #7,464 of 20,055 by disclosure count (most disclosures first). Among firms registered in NE, it ranks #8 of 8 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Carson Group Brokerage, LLC?
A grade of A means Carson Group Brokerage, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Carson Group Brokerage, LLC have?
Carson Group Brokerage, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Carson Group Brokerage, LLC?
Carson Group Brokerage, LLC operates 2 branch offices and is classified by FINRA as a small firm, registered in NE (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Carson Group Brokerage, LLC's disciplinary record?
You can verify Carson Group Brokerage, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 293448. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Carson Group Brokerage, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Carson Group Brokerage, LLC's 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Carson Group Brokerage, LLC's 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Carson Group Brokerage, LLC's 0.00
- Firms in NE - state roster that includes Carson Group Brokerage, LLC's registration home.
- How to Vet a Financial Advisor - Use Carson Group Brokerage, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Carson Group Brokerage, LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Carson Group Brokerage, LLC.
- Compare firms - put Carson Group Brokerage, LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.