CRD #6694 · FINRA BrokerCheck + SEC IAPD

Raymond James Financial Services, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Raymond James Financial Services, Inc. ranks #26 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #2 of 251 on the same disclosure sort used on the state browse page. Raymond James Financial Services, Inc. carries 204 BrokerCheck disclosures across 3,736 branch offices - light load for a national firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
3,736
branch offices
204
disclosures
#26 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 6694 Raymond James Financial Services, Inc.

Raymond James Financial Services, Inc. · Grade B · 204 disc · 0.05/office · National firm

  • CRD 6694
  • GRADE B
  • DISC 204
  • REG 128
  • ARB 76
  • CIV 0
  • BRANCH 3,736
  • PER-OFF 0.05
  • RANK #26 of 20,055
  • BOOK National firm

Intensity peers

Nearest same-size peer: Morgan Stanley (0.05 disc/office)

Morgan Stanley0.05Wells Fargo Clearing Se…0.06Robert W. Baird & Co. I…0.07Raymond James Finan… (this)0.05
Disclosures per office among national firm peers (lower is cleaner)

Raymond James Financial Services, Inc. ranks #26 of 20,055 by disclosure count among graded broker-dealers; light load at 0.05 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

3,736 offices

FINRA: Large firm

Total disclosures

204 events

On FINRA BrokerCheck

Regulatory events

128 actions

63% of all disclosures

Disclosures per office

0.05 per office

204 ÷ 3,736 offices

Raymond James Financial Services, Inc. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 92% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 128
Arbitrations 76
Civil Events 0
Total 204

Counts for Raymond James Financial Services, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 128 Arbitration 76 Civil 0

Firm Details

Firm Size
Large
Scope
ACTIVE
Location
St. Petersburg, FL
CRD Number
6694

Lower disclosures per office

Raymond James Financial Services, Inc. in the heavier-disclosure third

Raymond James Financial Services, Inc. carries 204 BrokerCheck disclosures across 3,736 branch offices - a heavier-third raw book among graded firms (#26 of 20,055). Regulator-initiated events are 63% of the book (128 regulatory / 76 arbitration / 0 civil).

Raymond James Financial Services, Inc. runs 0.05 disclosures per branch office (cleaner than 92% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Raymond James Financial Services, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Florida cohort · 44× state average

Raymond James Financial Services, Inc. sits above the Florida disclosure average

Raymond James Financial Services, Inc. reports 204 BrokerCheck disclosures, 44× the Florida average of 4.6 across 251 graded firms with a principal-office state on file.

In Florida, 152 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Florida state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Raymond James Financial Services, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Raymond James Financial Services, Inc. ranks #26 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #2 of 251 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Raymond James Financial Services, Inc.?
A grade of B reflects Raymond James Financial Services, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (national firm). It carries 204 total disclosures across 3,736 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Raymond James Financial Services, Inc. have?
Raymond James Financial Services, Inc. has 204 total FINRA disclosures, including 128 regulatory events, 76 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Raymond James Financial Services, Inc.?
Raymond James Financial Services, Inc. operates 3,736 branch offices and is classified by FINRA as a large firm, registered in FL (National firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Raymond James Financial Services, Inc.'s disciplinary record?
You can verify Raymond James Financial Services, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 6694. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Raymond James Financial Services, Inc.'s 204 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Raymond James Financial Services, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Raymond James Financial Services, Inc. carries 204 disclosures across 3,736 branch offices (about 0.05 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Raymond James Financial Services, Inc., both outside FL so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Morgan Stanley (NY) - 0.05 disclosures/office, nearest national firm peer to Raymond James Financial Services, Inc.'s 0.05
  • Wells Fargo Clearing Services, LLC (MO) - 0.06 disclosures/office, nearest national firm peer to Raymond James Financial Services, Inc.'s 0.05
  • Robert W. Baird & Co. Incorporated (WI) - 0.07 disclosures/office, nearest national firm peer to Raymond James Financial Services, Inc.'s 0.05
  • Firms in FL - state roster that includes Raymond James Financial Services, Inc.'s registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like Raymond James Financial Services, Inc..
  • Reading BrokerCheck Reports - How Raymond James Financial Services, Inc.'s 0.05 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Raymond James Financial Services, Inc..
  • Compare firms - put Raymond James Financial Services, Inc. next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.