CRD #877 · FINRA BrokerCheck + SEC IAPD

Wedbush Securities Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Wedbush Securities Inc. ranks #25 of 20,055 by disclosure count (most disclosures first). Among firms registered in CA, it ranks #1 of 279 on the same disclosure sort used on the state browse page. Wedbush Securities Inc. carries 212 BrokerCheck disclosures across 152 branch offices - elevated load for a large firm, earning a Grade D.

Verify on FINRA BrokerCheck → Browse all firms
Grade D
Safety grade
152
branch offices
212
disclosures
#25 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 877 Wedbush Securities Inc.

Wedbush Securities Inc. · Grade D · 212 disc · 1.39/office · Large firm

  • CRD 877
  • GRADE D
  • DISC 212
  • REG 149
  • ARB 60
  • CIV 3
  • BRANCH 152
  • PER-OFF 1.39
  • RANK #25 of 20,055
  • BOOK Large firm

Intensity peers

Nearest same-size peer: Nomura Securities International, Inc. (0.66 disc/office)

Nomura Securities Inter…0.66Bofa Securities, Inc.0.59Janney Montgomery Scott…0.57Wedbush Securities … (this)1.39
Disclosures per office among large firm peers (lower is cleaner)

Wedbush Securities Inc. ranks #25 of 20,055 by disclosure count among graded broker-dealers; elevated load at 1.39 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

152 offices

FINRA: Medium firm

Total disclosures

212 events

On FINRA BrokerCheck

Regulatory events

149 actions

70% of all disclosures

Disclosures per office

1.39 per office

212 ÷ 152 offices

Wedbush Securities Inc. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

1 a cleaner per-office record than 22% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). Below this entry. 1–1: 301 disclosing firms (24%). Below this entry. 1–1: 40 disclosing firms (3%). Below this entry. 1–1: 140 disclosing firms (11%). Below this entry. 1–2: 32 disclosing firms (3%). This entry sits in this band. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 149
Arbitrations 60
Civil Events 3
Total 212

Counts for Wedbush Securities Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 149 Arbitration 60 Civil 3

Firm Details

Firm Size
Medium
Scope
ACTIVE
Location
Pasadena, CA
CRD Number
877

Elevated disclosures per office

Wedbush Securities Inc. in the heavier-disclosure third

Wedbush Securities Inc. carries 212 BrokerCheck disclosures across 152 branch offices - a heavier-third raw book among graded firms (#25 of 20,055). Regulator-initiated events are 70% of the book (149 regulatory / 60 arbitration / 3 civil).

Wedbush Securities Inc. runs 1.39 disclosures per branch office (cleaner than only 78% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Wedbush Securities Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

California cohort · 103× state average

Wedbush Securities Inc. sits above the California disclosure average

Wedbush Securities Inc. reports 212 BrokerCheck disclosures, 103× the California average of 2.1 across 279 graded firms with a principal-office state on file.

In California, 189 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the California state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Wedbush Securities Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Wedbush Securities Inc. ranks #25 of 20,055 by disclosure count (most disclosures first). Among firms registered in CA, it ranks #1 of 279 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for Wedbush Securities Inc.?
A grade of D reflects Wedbush Securities Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (large firm). It carries 212 total disclosures across 152 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Wedbush Securities Inc. have?
Wedbush Securities Inc. has 212 total FINRA disclosures, including 149 regulatory events, 60 arbitrations, 3 civil events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Wedbush Securities Inc.?
Wedbush Securities Inc. operates 152 branch offices and is classified by FINRA as a medium firm, registered in CA (Large firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Wedbush Securities Inc.'s disciplinary record?
You can verify Wedbush Securities Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 877. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Wedbush Securities Inc.'s 212 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Wedbush Securities Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Wedbush Securities Inc. carries 212 disclosures across 152 branch offices (about 1.39 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Wedbush Securities Inc., both outside CA so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.