CRD #14023 · FINRA BrokerCheck + SEC IAPD

Synovus Securities, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Synovus Securities, Inc. ranks #590 of 20,055 by disclosure count (most disclosures first). Among firms registered in GA, it ranks #6 of 58 on the same disclosure sort used on the state browse page. Synovus Securities, Inc. carries 12 BrokerCheck disclosures across 103 branch offices - light load for a large firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
103
branch offices
12
disclosures
#590 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 14023 Synovus Securities, Inc.

Synovus Securities, Inc. · Grade B · 12 disc · 0.12/office · Large firm

  • CRD 14023
  • GRADE B
  • DISC 12
  • REG 10
  • ARB 2
  • CIV 0
  • BRANCH 103
  • PER-OFF 0.12
  • RANK #590 of 20,055
  • BOOK Large firm

Intensity peers

Nearest same-size peer: BOK Financial Securities, Inc. (0.11 disc/office)

BOK Financial Securitie…0.11Newedge Securities, LLC0.11William Blair0.10Synovus Securities,… (this)0.12
Disclosures per office among large firm peers (lower is cleaner)

Synovus Securities, Inc. ranks #590 of 20,055 by disclosure count among graded broker-dealers; light load at 0.12 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

103 offices

FINRA: Medium firm

Total disclosures

12 events

On FINRA BrokerCheck

Regulatory events

10 actions

83% of all disclosures

Disclosures per office

0.12 per office

12 ÷ 103 offices

Synovus Securities, Inc. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 85% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 10
Arbitrations 2
Civil Events 0
Total 12

Counts for Synovus Securities, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 10 Arbitration 2 Civil 0

Firm Details

Firm Size
Medium
Scope
ACTIVE
Location
Columbus, GA, 31901
Formed
06/27/1985
State of Formation
Georgia
CRD Number
14023
SEC Number
34709

Lower disclosures per office

Synovus Securities, Inc. in the heavier-disclosure third

Synovus Securities, Inc. carries 12 BrokerCheck disclosures across 103 branch offices - a heavier-third raw book among graded firms (#590 of 20,055). Regulator-initiated events are 83% of the book (10 regulatory / 2 arbitration / 0 civil).

Synovus Securities, Inc. runs 0.12 disclosures per branch office (cleaner than 85% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Synovus Securities, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Georgia cohort · 4.64× state average

Synovus Securities, Inc. sits above the Georgia disclosure average

Synovus Securities, Inc. reports 12 BrokerCheck disclosures, 4.64× the Georgia average of 2.6 across 58 graded firms with a principal-office state on file.

In Georgia, 38 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Georgia state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Synovus Securities, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Synovus Securities, Inc. ranks #590 of 20,055 by disclosure count (most disclosures first). Among firms registered in GA, it ranks #6 of 58 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Synovus Securities, Inc.?
A grade of B reflects Synovus Securities, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (large firm). It carries 12 total disclosures across 103 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Synovus Securities, Inc. have?
Synovus Securities, Inc. has 12 total FINRA disclosures, including 10 regulatory events, 2 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Synovus Securities, Inc.?
Synovus Securities, Inc. operates 103 branch offices and is classified by FINRA as a medium firm, registered in GA (Large firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Synovus Securities, Inc.'s disciplinary record?
You can verify Synovus Securities, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 14023. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Synovus Securities, Inc.'s 12 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Synovus Securities, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Synovus Securities, Inc. carries 12 disclosures across 103 branch offices (about 0.12 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Synovus Securities, Inc., both outside GA so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • BOK Financial Securities, Inc. (OK) - 0.11 disclosures/office, nearest large firm peer to Synovus Securities, Inc.'s 0.12
  • Newedge Securities, LLC (PA) - 0.11 disclosures/office, nearest large firm peer to Synovus Securities, Inc.'s 0.12
  • William Blair (IL) - 0.10 disclosures/office, nearest large firm peer to Synovus Securities, Inc.'s 0.12
  • Firms in GA - state roster that includes Synovus Securities, Inc.'s registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like Synovus Securities, Inc..
  • Reading BrokerCheck Reports - How Synovus Securities, Inc.'s 0.12 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Synovus Securities, Inc..
  • Compare firms - put Synovus Securities, Inc. next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.