Broker-Dealer Firms
58 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Allen, Mooney & Barnes Brokerage Services, LLC CRD: 142619 | GA | 0 | 5 | A | Active |
| American Global Wealth Management, Inc. CRD: 7388 | GA | 0 | 17 | A | Active |
| Arkadios Capital CRD: 282710 | GA | 2 | 89 | B | Active |
| Arkap Markets, LLC CRD: 326313 | GA | 0 | 4 | A | Active |
| Brookwood Associates, L.L.C. CRD: 26061 | GA | 0 | 2 | A | Active |
| BSG Securities, LLC CRD: 333747 | GA | 0 | 2 | A | Active |
| Cannon Securities, Inc. CRD: 152287 | GA | 0 | 2 | A | Active |
| Cape Securities Inc. CRD: 7072 | GA | 5 | 9 | B | Active |
| Carter, Terry & Company, Inc. CRD: 16365 | GA | 4 | 11 | B | Active |
| Caymus Securities LLC CRD: 126183 | GA | 0 | 3 | A | Active |
| Croft & Bender, LP CRD: 46680 | GA | 0 | 2 | A | Active |
| DAI Securities, LLC CRD: 36673 | GA | 2 | 39 | B | Active |
| Enerecap Partners, LLC CRD: 26554 | GA | 2 | 2 | B | Active |
| Executive Services Securities, LLC CRD: 25299 | GA | 0 | 3 | A | Active |
| Fifth Wall Securities, LP CRD: 329185 | GA | 0 | 2 | A | Active |
| First Commonwealth Securities Corporation CRD: 20854 | GA | 12 | 1 | D | Active |
| Genesis Capital, LLC CRD: 128801 | GA | 0 | 2 | A | Active |
| H & L Equities, LLC CRD: 113794 | GA | 0 | 2 | A | Active |
| Hedge PRO CRD: 317250 | GA | 0 | 2 | A | Active |
| High Hill Securities, LLC CRD: 328523 | GA | 0 | 2 | A | Active |
| Intellivest Securities, Inc. CRD: 145022 | GA | 0 | 3 | A | Active |
| Katama Securities LLC CRD: 124667 | GA | 0 | 3 | A | Active |
| Kindling MBD LLC CRD: 331366 | GA | 0 | 1 | A | Active |
| Kurt Salmon Capital Advisors, LLC CRD: 43783 | GA | 0 | 2 | A | Active |
| Mazzone & Associates, LLC CRD: 144159 | GA | 0 | 2 | A | Active |
| Mensura Securities, LLC CRD: 150064 | GA | 0 | 2 | A | Active |
| Metric Financial, LLC CRD: 33324 | GA | 1 | 5 | B | Active |
| Mezzo, Inc. CRD: 339200 | GA | 0 | 2 | A | Active |
| MFG Securities, LLC CRD: 338095 | GA | 0 | 3 | A | Active |
| Nextgen Capital Markets, LLC CRD: 170421 | GA | 0 | 2 | A | Active |
| Nortlov Securities LLC CRD: 318546 | GA | 0 | 2 | A | Active |
| Omega Point Securities LLC CRD: 168935 | GA | 0 | 2 | A | Active |
| P2 Corporate Finance, LLC CRD: 313187 | GA | 0 | 2 | A | Active |
| Peachcap Securities, Inc. CRD: 25590 | GA | 0 | 6 | A | Active |
| Peachtree PC Investors, LLC CRD: 301004 | GA | 0 | 4 | A | Active |
| PFS Investments Inc. CRD: 10111 | GA | 24 | 5,538 | B | Active |
| Primerica Brokerage Services, Inc. CRD: 322250 | GA | 0 | 2 | A | Active |
| Reagan Securities, Inc. CRD: 156034 | GA | 0 | 2 | A | Active |
| Redrock Trading Partners, LLC CRD: 133277 | GA | 1 | 2 | B | Active |
| Regions Securities LLC CRD: 159475 | GA | 1 | 8 | B | Active |
| Register Financial Associates, Inc. CRD: 30568 | GA | 2 | 2 | B | Active |
| Security Capital Brokerage, Inc. CRD: 35405 | GA | 4 | 2 | B | Active |
| Sera Global Securities US LLC CRD: 283339 | GA | 0 | 2 | A | Active |
| Smith, Brown & Groover, Inc. CRD: 1329 | GA | 17 | 3 | D | Active |
| Synovus Securities, Inc. CRD: 14023 | GA | 12 | 103 | B | Active |
| THE Strategic Financial Alliance, Inc. CRD: 126514 | GA | 1 | 66 | B | Active |
| TI Securities, LLC CRD: 305912 | GA | 0 | 2 | A | Active |
| Timbrel Capital, LLC CRD: 298131 | GA | 0 | 2 | A | Active |
| TJ Bender & Company, Inc. CRD: 290190 | GA | 0 | 2 | A | Active |
| TLG Lenox, LLC CRD: 131120 | GA | 0 | 2 | A | Active |
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