Branch offices
2 offices
FINRA: Small firm
CRD #170421 · FINRA BrokerCheck + SEC IAPD
Nextgen Capital Markets, LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Nextgen Capital Markets, LLC ranks #14,772 of 20,055 by disclosure count (most disclosures first). Among firms registered in GA, it ranks #43 of 58 on the same disclosure sort used on the state browse page. Nextgen Capital Markets, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 2 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 2
- branch offices
- 0
- disclosures
- #14,772 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 170421 Nextgen Capital Markets, LLC
Nextgen Capital Markets, LLC · Grade A · 0 disc · 0.00/office · Small firm
- CRD 170421
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 2
- PER-OFF 0.00
- RANK #14,772 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Nextgen Capital Markets, LLC ranks #14,772 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 2 offices
Clean disclosure surface
Nextgen Capital Markets, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 2 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Atlanta, GA
- CRD Number
- 170421
Clean BrokerCheck surface
Nextgen Capital Markets, LLC's clean BrokerCheck surface
Nextgen Capital Markets, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 2 branch offices (Grade A).
Nextgen Capital Markets, LLC shows zero reportable disclosures across 2 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Nextgen Capital Markets, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Georgia cohort · 0.00× state average
Nextgen Capital Markets, LLC sits below the Georgia disclosure average
Nextgen Capital Markets, LLC reports 0 BrokerCheck disclosures, 0.00× the Georgia average of 2.6, lighter than most of the 58 graded firms filed there.
In Georgia, 38 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Georgia state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Nextgen Capital Markets, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Nextgen Capital Markets, LLC ranks #14,772 of 20,055 by disclosure count (most disclosures first). Among firms registered in GA, it ranks #43 of 58 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Nextgen Capital Markets, LLC?
A grade of A means Nextgen Capital Markets, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Nextgen Capital Markets, LLC have?
Nextgen Capital Markets, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Nextgen Capital Markets, LLC?
Nextgen Capital Markets, LLC operates 2 branch offices and is classified by FINRA as a small firm, registered in GA (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Nextgen Capital Markets, LLC's disciplinary record?
You can verify Nextgen Capital Markets, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 170421. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Nextgen Capital Markets, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Nextgen Capital Markets, LLC's 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Nextgen Capital Markets, LLC's 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Nextgen Capital Markets, LLC's 0.00
- Firms in GA - state roster that includes Nextgen Capital Markets, LLC's registration home.
- How to Vet a Financial Advisor - Use Nextgen Capital Markets, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Nextgen Capital Markets, LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Nextgen Capital Markets, LLC.
- Compare firms - put Nextgen Capital Markets, LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.