CRD #12963 · FINRA BrokerCheck + SEC IAPD

Money Concepts Capital Corp

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Money Concepts Capital Corp ranks #630 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #17 of 251 on the same disclosure sort used on the state browse page. Money Concepts Capital Corp carries 11 BrokerCheck disclosures across 378 branch offices - light load for a large firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
378
branch offices
11
disclosures
#630 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 12963 Money Concepts Capital Corp

Money Concepts Capital Corp · Grade B · 11 disc · 0.03/office · Large firm

  • CRD 12963
  • GRADE B
  • DISC 11
  • REG 8
  • ARB 3
  • CIV 0
  • BRANCH 378
  • PER-OFF 0.03
  • RANK #630 of 20,055
  • BOOK Large firm

Intensity peers

Nearest same-size peer: Equity Services, Inc. (0.03 disc/office)

Equity Services, Inc.0.03USA Financial Securitie…0.03Oneamerica Securities, …0.03Money Concepts Capi… (this)0.03
Disclosures per office among large firm peers (lower is cleaner)

Money Concepts Capital Corp ranks #630 of 20,055 by disclosure count among graded broker-dealers; light load at 0.03 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

378 offices

FINRA: Medium firm

Total disclosures

11 events

On FINRA BrokerCheck

Regulatory events

8 actions

73% of all disclosures

Disclosures per office

0.03 per office

11 ÷ 378 offices

Money Concepts Capital Corp vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 94% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 8
Arbitrations 3
Civil Events 0
Total 11

Counts for Money Concepts Capital Corp reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 8 Arbitration 3 Civil 0

Firm Details

Firm Size
Medium
Scope
ACTIVE
Location
Palm Beach Gardens, FL, 33418
Formed
06/23/1982
State of Formation
Florida
CRD Number
12963
SEC Number
29671

Lower disclosures per office

Money Concepts Capital Corp in the heavier-disclosure third

Money Concepts Capital Corp carries 11 BrokerCheck disclosures across 378 branch offices - a heavier-third raw book among graded firms (#630 of 20,055). Regulator-initiated events are 73% of the book (8 regulatory / 3 arbitration / 0 civil).

Money Concepts Capital Corp runs 0.03 disclosures per branch office (cleaner than 94% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Money Concepts Capital Corp's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Florida cohort · 2.40× state average

Money Concepts Capital Corp sits above the Florida disclosure average

Money Concepts Capital Corp reports 11 BrokerCheck disclosures, 2.40× the Florida average of 4.6 across 251 graded firms with a principal-office state on file.

In Florida, 152 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Florida state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Money Concepts Capital Corp sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Money Concepts Capital Corp ranks #630 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #17 of 251 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Money Concepts Capital Corp?
A grade of B reflects Money Concepts Capital Corp's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (large firm). It carries 11 total disclosures across 378 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Money Concepts Capital Corp have?
Money Concepts Capital Corp has 11 total FINRA disclosures, including 8 regulatory events, 3 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Money Concepts Capital Corp?
Money Concepts Capital Corp operates 378 branch offices and is classified by FINRA as a medium firm, registered in FL (Large firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Money Concepts Capital Corp's disciplinary record?
You can verify Money Concepts Capital Corp's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 12963. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Money Concepts Capital Corp's 11 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Money Concepts Capital Corp because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Money Concepts Capital Corp carries 11 disclosures across 378 branch offices (about 0.03 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Money Concepts Capital Corp, both outside FL so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Similar disclosure totals

Nearest cross-state graded firms by BrokerCheck disclosure count (11 here).

Liquidnet, Inc. · NY 11 disc. Optiver US LLC · IL 11 disc. Cuna Brokerage Services, Inc. · IA 11 disc. TD Prime Services LLC · NY 11 disc.

Read with this firm

  • Equity Services, Inc. (VT) - 0.03 disclosures/office, nearest large firm peer to Money Concepts Capital Corp's 0.03
  • USA Financial Securities LLC (MI) - 0.03 disclosures/office, nearest large firm peer to Money Concepts Capital Corp's 0.03
  • Oneamerica Securities, Inc. (IN) - 0.03 disclosures/office, nearest large firm peer to Money Concepts Capital Corp's 0.03
  • Firms in FL - state roster that includes Money Concepts Capital Corp's registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like Money Concepts Capital Corp.
  • Reading BrokerCheck Reports - How Money Concepts Capital Corp's 0.03 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Money Concepts Capital Corp.
  • Compare firms - put Money Concepts Capital Corp next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.