CRD #13941 · FINRA BrokerCheck + SEC IAPD

Cuna Brokerage Services, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Cuna Brokerage Services, Inc. ranks #614 of 20,055 by disclosure count (most disclosures first). Among firms registered in IA, it ranks #4 of 17 on the same disclosure sort used on the state browse page. Cuna Brokerage Services, Inc. carries 11 BrokerCheck disclosures across 8 branch offices - elevated load for a small firm, earning a Grade D.

Verify on FINRA BrokerCheck → Browse all firms
Grade D
Safety grade
8
branch offices
11
disclosures
#614 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 13941 Cuna Brokerage Services, Inc.

Cuna Brokerage Services, Inc. · Grade D · 11 disc · 1.38/office · Small firm

  • CRD 13941
  • GRADE D
  • DISC 11
  • REG 5
  • ARB 6
  • CIV 0
  • BRANCH 8
  • PER-OFF 1.38
  • RANK #614 of 20,055
  • BOOK Small firm

Intensity peers

Nearest same-size peer: Amerivet Securities, Inc. (1.40 disc/office)

Amerivet Securities, Inc.1.40Coker & Palmer1.40Elevation, LLC1.40Cuna Brokerage Serv… (this)1.38
Disclosures per office among small firm peers (lower is cleaner)

Cuna Brokerage Services, Inc. ranks #614 of 20,055 by disclosure count among graded broker-dealers; elevated load at 1.38 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

8 offices

FINRA: Medium firm

Total disclosures

11 events

On FINRA BrokerCheck

Regulatory events

5 actions

45% of all disclosures

Disclosures per office

1.38 per office

11 ÷ 8 offices

Cuna Brokerage Services, Inc. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

1 a cleaner per-office record than 22% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). Below this entry. 1–1: 301 disclosing firms (24%). Below this entry. 1–1: 40 disclosing firms (3%). Below this entry. 1–1: 140 disclosing firms (11%). Below this entry. 1–2: 32 disclosing firms (3%). This entry sits in this band. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 5
Arbitrations 6
Civil Events 0
Total 11

Counts for Cuna Brokerage Services, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 5 Arbitration 6 Civil 0

Firm Details

Firm Size
Medium
Scope
ACTIVE
Location
Waverly, IA
CRD Number
13941

Elevated disclosures per office

Cuna Brokerage Services, Inc. in the heavier-disclosure third

Cuna Brokerage Services, Inc. carries 11 BrokerCheck disclosures across 8 branch offices - a heavier-third raw book among graded firms (#614 of 20,055). Mix is 5 regulatory, 6 arbitration, and 0 civil (45% regulator share).

Cuna Brokerage Services, Inc. runs 1.38 disclosures per branch office (cleaner than only 78% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Cuna Brokerage Services, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Iowa cohort · 1.87× state average

Cuna Brokerage Services, Inc. sits above the Iowa disclosure average

Cuna Brokerage Services, Inc. reports 11 BrokerCheck disclosures, 1.87× the Iowa average of 5.9 across 17 graded firms with a principal-office state on file.

In Iowa, 5 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Iowa state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Cuna Brokerage Services, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Cuna Brokerage Services, Inc. ranks #614 of 20,055 by disclosure count (most disclosures first). Among firms registered in IA, it ranks #4 of 17 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for Cuna Brokerage Services, Inc.?
A grade of D reflects Cuna Brokerage Services, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (small firm). It carries 11 total disclosures across 8 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Cuna Brokerage Services, Inc. have?
Cuna Brokerage Services, Inc. has 11 total FINRA disclosures, including 5 regulatory events, 6 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Cuna Brokerage Services, Inc.?
Cuna Brokerage Services, Inc. operates 8 branch offices and is classified by FINRA as a medium firm, registered in IA (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Cuna Brokerage Services, Inc.'s disciplinary record?
You can verify Cuna Brokerage Services, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 13941. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Cuna Brokerage Services, Inc.'s 11 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Cuna Brokerage Services, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Cuna Brokerage Services, Inc. carries 11 disclosures across 8 branch offices (about 1.38 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Cuna Brokerage Services, Inc., both outside IA so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Similar disclosure totals

Nearest cross-state graded firms by BrokerCheck disclosure count (11 here).

Liquidnet, Inc. · NY 11 disc. Bulltick, LLC · FL 11 disc. Optiver US LLC · IL 11 disc. Money Concepts Capital Corp · FL 11 disc.

Read with this firm

  • Amerivet Securities, Inc. (NY) - 1.40 disclosures/office, nearest small firm peer to Cuna Brokerage Services, Inc.'s 1.38
  • Coker & Palmer (MS) - 1.40 disclosures/office, nearest small firm peer to Cuna Brokerage Services, Inc.'s 1.38
  • Elevation, LLC (NC) - 1.40 disclosures/office, nearest small firm peer to Cuna Brokerage Services, Inc.'s 1.38
  • Firms in IA - state roster that includes Cuna Brokerage Services, Inc.'s registration home.
  • Red Flags in Advisor Records - How to read Cuna Brokerage Services, Inc.'s elevated load disclosure profile without over-reading raw counts.
  • Reading BrokerCheck Reports - Parse the 11 disclosures behind Cuna Brokerage Services, Inc.'s Grade D.
  • Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Cuna Brokerage Services, Inc..
  • Compare firms - put Cuna Brokerage Services, Inc. next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.