CRD #83 · FINRA BrokerCheck + SEC IAPD

Intercoastal Capital Markets, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Intercoastal Capital Markets, Inc. ranks #625 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #16 of 251 on the same disclosure sort used on the state browse page. Intercoastal Capital Markets, Inc. carries 11 BrokerCheck disclosures across 4 branch offices - elevated load for a small firm, earning a Grade C.

Verify on FINRA BrokerCheck → Browse all firms
Grade C
Safety grade
4
branch offices
11
disclosures
#625 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 83 Intercoastal Capital Markets, Inc.

Intercoastal Capital Markets, Inc. · Grade C · 11 disc · 2.75/office · Small firm

  • CRD 83
  • GRADE C
  • DISC 11
  • REG 9
  • ARB 2
  • CIV 0
  • BRANCH 4
  • PER-OFF 2.75
  • RANK #625 of 20,055
  • BOOK Small firm

Intensity peers

Nearest same-size peer: Optiver US LLC (2.75 disc/office)

Optiver US LLC2.75Baron Capital, Inc.2.67Boston Partners Securit…2.67Intercoastal Capita… (this)2.75
Disclosures per office among small firm peers (lower is cleaner)

Intercoastal Capital Markets, Inc. ranks #625 of 20,055 by disclosure count among graded broker-dealers; elevated load at 2.75 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 3/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

4 offices

FINRA: Small firm

Total disclosures

11 events

On FINRA BrokerCheck

Regulatory events

9 actions

82% of all disclosures

Disclosures per office

2.75 per office

11 ÷ 4 offices

Intercoastal Capital Markets, Inc. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

3 a cleaner per-office record than 6% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). Below this entry. 1–1: 301 disclosing firms (24%). Below this entry. 1–1: 40 disclosing firms (3%). Below this entry. 1–1: 140 disclosing firms (11%). Below this entry. 1–2: 32 disclosing firms (3%). Below this entry. 2–2: 65 disclosing firms (5%). Below this entry. 2–2: 9 disclosing firms (1%). Below this entry. 2–2: 72 disclosing firms (6%). Below this entry. 2–3: 14 disclosing firms (1%). Below this entry. 3–3: 24 disclosing firms (2%). Below this entry. 3–3: 6 disclosing firms (0%). This entry sits in this band. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 9
Arbitrations 2
Civil Events 0
Total 11

Counts for Intercoastal Capital Markets, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 9 Arbitration 2 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Boca Raton, FL
CRD Number
83

Elevated disclosures per office

Intercoastal Capital Markets, Inc. in the heavier-disclosure third

Intercoastal Capital Markets, Inc. carries 11 BrokerCheck disclosures across 4 branch offices - a heavier-third raw book among graded firms (#625 of 20,055). Regulator-initiated events are 82% of the book (9 regulatory / 2 arbitration / 0 civil).

Intercoastal Capital Markets, Inc. runs 2.75 disclosures per branch office (cleaner than only 94% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Intercoastal Capital Markets, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Florida cohort · 2.40× state average

Intercoastal Capital Markets, Inc. sits above the Florida disclosure average

Intercoastal Capital Markets, Inc. reports 11 BrokerCheck disclosures, 2.40× the Florida average of 4.6 across 251 graded firms with a principal-office state on file.

In Florida, 152 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Florida state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Intercoastal Capital Markets, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Intercoastal Capital Markets, Inc. ranks #625 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #16 of 251 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of C mean for Intercoastal Capital Markets, Inc.?
A grade of C reflects Intercoastal Capital Markets, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (small firm). It carries 11 total disclosures across 4 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Intercoastal Capital Markets, Inc. have?
Intercoastal Capital Markets, Inc. has 11 total FINRA disclosures, including 9 regulatory events, 2 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Intercoastal Capital Markets, Inc.?
Intercoastal Capital Markets, Inc. operates 4 branch offices and is classified by FINRA as a small firm, registered in FL (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Intercoastal Capital Markets, Inc.'s disciplinary record?
You can verify Intercoastal Capital Markets, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 83. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Intercoastal Capital Markets, Inc.'s 11 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Intercoastal Capital Markets, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Intercoastal Capital Markets, Inc. carries 11 disclosures across 4 branch offices (about 2.75 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Intercoastal Capital Markets, Inc., both outside FL so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Similar disclosure totals

Nearest cross-state graded firms by BrokerCheck disclosure count (11 here).

Liquidnet, Inc. · NY 11 disc. Optiver US LLC · IL 11 disc. Cuna Brokerage Services, Inc. · IA 11 disc. TD Prime Services LLC · NY 11 disc.

Read with this firm

  • Optiver US LLC (IL) - 2.75 disclosures/office, nearest small firm peer to Intercoastal Capital Markets, Inc.'s 2.75
  • Baron Capital, Inc. (NY) - 2.67 disclosures/office, nearest small firm peer to Intercoastal Capital Markets, Inc.'s 2.75
  • Boston Partners Securities, L.L.C. (MA) - 2.67 disclosures/office, nearest small firm peer to Intercoastal Capital Markets, Inc.'s 2.75
  • Firms in FL - state roster that includes Intercoastal Capital Markets, Inc.'s registration home.
  • Red Flags in Advisor Records - How to read Intercoastal Capital Markets, Inc.'s elevated load disclosure profile without over-reading raw counts.
  • Reading BrokerCheck Reports - Parse the 11 disclosures behind Intercoastal Capital Markets, Inc.'s Grade C.
  • Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Intercoastal Capital Markets, Inc..
  • Compare firms - put Intercoastal Capital Markets, Inc. next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.