CRD #287900 · FINRA BrokerCheck + SEC IAPD

Robinhood Securities, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Robinhood Securities, LLC ranks #1,533 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #31 of 251 on the same disclosure sort used on the state browse page. Robinhood Securities, LLC carries 5 BrokerCheck disclosures across 14 branch offices - moderate load for a regional firm, earning a Grade C.

Verify on FINRA BrokerCheck → Browse all firms
Grade C
Safety grade
14
branch offices
5
disclosures
#1,533 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 287900 Robinhood Securities, LLC

Robinhood Securities, LLC · Grade C · 5 disc · 0.36/office · Regional firm

  • CRD 287900
  • GRADE C
  • DISC 5
  • REG 2
  • ARB 3
  • CIV 0
  • BRANCH 14
  • PER-OFF 0.36
  • RANK #1,533 of 20,055
  • BOOK Regional firm

Intensity peers

Nearest same-size peer: Carter, Terry & Company, Inc. (0.36 disc/office)

Carter, Terry & Company…0.36Dunham0.33Financial Northeastern …0.33Robinhood Securitie… (this)0.36
Disclosures per office among regional firm peers (lower is cleaner)

Robinhood Securities, LLC ranks #1,533 of 20,055 by disclosure count among graded broker-dealers; moderate load at 0.36 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 3/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

14 offices

FINRA: Medium firm

Total disclosures

5 events

On FINRA BrokerCheck

Regulatory events

2 actions

40% of all disclosures

Disclosures per office

0.36 per office

5 ÷ 14 offices

Robinhood Securities, LLC vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 66% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). This entry sits in this band. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 2
Arbitrations 3
Civil Events 0
Total 5

Counts for Robinhood Securities, LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 2 Arbitration 3 Civil 0

Firm Details

Firm Size
Medium
Scope
ACTIVE
Location
Lake Mary, FL
CRD Number
287900

Heavy disclosure book

Robinhood Securities, LLC in the heavier-disclosure third

Robinhood Securities, LLC carries 5 BrokerCheck disclosures across 14 branch offices - a heavier-third raw book among graded firms (#1,533 of 20,055). Mix is 2 regulatory, 3 arbitration, and 0 civil (40% regulator share).

Robinhood Securities, LLC ranks #1,533 of 20,055 by BrokerCheck disclosure count among graded firms (5 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Robinhood Securities, LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Florida cohort · 1.09× state average

Robinhood Securities, LLC tracks near the Florida disclosure average

Robinhood Securities, LLC reports 5 BrokerCheck disclosures, about 1.09× the Florida average of 4.6 across 251 graded firms.

In Florida, 152 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Florida state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Robinhood Securities, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Robinhood Securities, LLC ranks #1,533 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #31 of 251 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of C mean for Robinhood Securities, LLC?
A grade of C reflects Robinhood Securities, LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (regional firm). It carries 5 total disclosures across 14 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Robinhood Securities, LLC have?
Robinhood Securities, LLC has 5 total FINRA disclosures, including 2 regulatory events, 3 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Robinhood Securities, LLC?
Robinhood Securities, LLC operates 14 branch offices and is classified by FINRA as a medium firm, registered in FL (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Robinhood Securities, LLC's disciplinary record?
You can verify Robinhood Securities, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 287900. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Robinhood Securities, LLC's 5 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Robinhood Securities, LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Robinhood Securities, LLC carries 5 disclosures across 14 branch offices (about 0.36 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Robinhood Securities, LLC, both outside FL so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Carter, Terry & Company, Inc. (GA) - 0.36 disclosures/office, nearest regional firm peer to Robinhood Securities, LLC's 0.36
  • Dunham (CA) - 0.33 disclosures/office, nearest regional firm peer to Robinhood Securities, LLC's 0.36
  • Financial Northeastern Securities, LLC (NJ) - 0.33 disclosures/office, nearest regional firm peer to Robinhood Securities, LLC's 0.36
  • Firms in FL - state roster that includes Robinhood Securities, LLC's registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade C firm like Robinhood Securities, LLC.
  • Reading BrokerCheck Reports - How Robinhood Securities, LLC's 0.36 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Robinhood Securities, LLC.
  • Compare firms - put Robinhood Securities, LLC next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.