CRD #145064 · FINRA BrokerCheck + SEC IAPD

Northwest Financial Group LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Northwest Financial Group LLC ranks #14,894 of 20,055 by disclosure count (most disclosures first). Among firms registered in VA, it ranks #38 of 43 on the same disclosure sort used on the state browse page. Northwest Financial Group LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 14 branch offices, earning a Grade A.

Verify on FINRA BrokerCheck → Browse all firms
Grade A
Safety grade
14
branch offices
0
disclosures
#14,894 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 145064 Northwest Financial Group LLC

Northwest Financial Group LLC · Grade A · 0 disc · 0.00/office · Regional firm

  • CRD 145064
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 14
  • PER-OFF 0.00
  • RANK #14,894 of 20,055
  • BOOK Regional firm

Intensity peers

Nearest same-size peer: ADP Broker-Dealer, Inc. (0.00 disc/office)

ADP Broker-Dealer, Inc.0.00AE Financial Services, LLC0.00American Global Wealth …0.00Northwest Financial… (this)0.00
Disclosures per office among regional firm peers (lower is cleaner)

Northwest Financial Group LLC ranks #14,894 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

14 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 14 offices

Clean disclosure surface

Northwest Financial Group LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 14 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Herndon, VA
CRD Number
145064

Clean BrokerCheck surface

Northwest Financial Group LLC's clean BrokerCheck surface

Northwest Financial Group LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 14 branch offices (Grade A).

Northwest Financial Group LLC shows zero reportable disclosures across 14 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Northwest Financial Group LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

Virginia cohort · 0.00× state average

Northwest Financial Group LLC sits below the Virginia disclosure average

Northwest Financial Group LLC reports 0 BrokerCheck disclosures, 0.00× the Virginia average of 1.9, lighter than most of the 43 graded firms filed there.

In Virginia, 26 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Virginia state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Northwest Financial Group LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Northwest Financial Group LLC ranks #14,894 of 20,055 by disclosure count (most disclosures first). Among firms registered in VA, it ranks #38 of 43 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Northwest Financial Group LLC?
A grade of A means Northwest Financial Group LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Northwest Financial Group LLC have?
Northwest Financial Group LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Northwest Financial Group LLC?
Northwest Financial Group LLC operates 14 branch offices and is classified by FINRA as a small firm, registered in VA (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Northwest Financial Group LLC's disciplinary record?
You can verify Northwest Financial Group LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 145064. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Northwest Financial Group LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Northwest Financial Group LLC, both outside VA so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - clean-record firms: what a Grade A surface does and does not prove.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.