Branch offices
14 offices
FINRA: Small firm
CRD #145064 · FINRA BrokerCheck + SEC IAPD
Northwest Financial Group LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Northwest Financial Group LLC ranks #14,894 of 20,055 by disclosure count (most disclosures first). Among firms registered in VA, it ranks #38 of 43 on the same disclosure sort used on the state browse page. Northwest Financial Group LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 14 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 14
- branch offices
- 0
- disclosures
- #14,894 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 145064 Northwest Financial Group LLC
Northwest Financial Group LLC · Grade A · 0 disc · 0.00/office · Regional firm
- CRD 145064
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 14
- PER-OFF 0.00
- RANK #14,894 of 20,055
- BOOK Regional firm
Intensity peers
Nearest same-size peer: ADP Broker-Dealer, Inc. (0.00 disc/office)
Northwest Financial Group LLC ranks #14,894 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 14 offices
Clean disclosure surface
Northwest Financial Group LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 14 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Herndon, VA
- CRD Number
- 145064
Clean BrokerCheck surface
Northwest Financial Group LLC's clean BrokerCheck surface
Northwest Financial Group LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 14 branch offices (Grade A).
Northwest Financial Group LLC shows zero reportable disclosures across 14 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Northwest Financial Group LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Virginia cohort · 0.00× state average
Northwest Financial Group LLC sits below the Virginia disclosure average
Northwest Financial Group LLC reports 0 BrokerCheck disclosures, 0.00× the Virginia average of 1.9, lighter than most of the 43 graded firms filed there.
In Virginia, 26 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Virginia state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Northwest Financial Group LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Northwest Financial Group LLC ranks #14,894 of 20,055 by disclosure count (most disclosures first). Among firms registered in VA, it ranks #38 of 43 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Northwest Financial Group LLC?
A grade of A means Northwest Financial Group LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Northwest Financial Group LLC have?
Northwest Financial Group LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Northwest Financial Group LLC?
Northwest Financial Group LLC operates 14 branch offices and is classified by FINRA as a small firm, registered in VA (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Northwest Financial Group LLC's disciplinary record?
You can verify Northwest Financial Group LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 145064. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Northwest Financial Group LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Northwest Financial Group LLC, both outside VA so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (14 here).
Read with this firm
- ADP Broker-Dealer, Inc. (NJ) - 0.00 disclosures/office, nearest regional firm peer to Northwest Financial Group LLC's 0.00
- AE Financial Services, LLC (KS) - 0.00 disclosures/office, nearest regional firm peer to Northwest Financial Group LLC's 0.00
- American Global Wealth Management, Inc. (GA) - 0.00 disclosures/office, nearest regional firm peer to Northwest Financial Group LLC's 0.00
- Firms in VA - state roster that includes Northwest Financial Group LLC's registration home.
- How to Vet a Financial Advisor - Use Northwest Financial Group LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Northwest Financial Group LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Northwest Financial Group LLC.
- Compare firms - put Northwest Financial Group LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.