Data sourced from FINRA BrokerCheck public records. Disclosures reflect reported events, not proven violations. Verify at BrokerCheck ↗

CRD #12060 · FINRA BrokerCheck + SEC IAPD

Country Capital Management Company

Country Capital Management Company has a clean FINRA BrokerCheck record, no reportable disclosures across its 653 branch offices, earning a Grade A.

Grade A
Safety grade
653
branch offices
0
disclosures
0
regulatory actions

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

653 offices

FINRA: Large firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 653 offices

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 0
Arbitrations 0
Civil Events 0
Total 0

Counts reflect events reported on FINRA BrokerCheck. Disclosures are reported events, not proven violations. Verify at BrokerCheck ↗

Disclosure Profile

Country Capital Management Company's disclosure record, broken down by category and footprint.

Disclosures per office
0.00
Clean record
Regulatory share
0%
of total disclosures
Size class
Large firm
653 branches

Firm Details

Firm Size
Large
Scope
ACTIVE
Location
Bloomington, IL
CRD Number
12060

Verify at FINRA BrokerCheck

FINRA BrokerCheck provides the full official disciplinary record, including individual registered advisors. Always verify before hiring a financial advisor.

View on FINRA BrokerCheck ↗

What the Record Says About Country Capital Management Company

Country Capital Management Company (broker-dealer, CRD# 12060 · Bloomington, IL) operates 653 branch offices - a large firm (FINRA: large), scope ACTIVE.

BrokerCheck shows 0 disclosures as of July 2026 (about 0.00 per branch office): 0 regulatory, 0 arbitration, 0 civil. Letter grade A (5/5 internal scoring). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Every firm registered with FINRA or the SEC must report regulatory actions, customer complaints, arbitrations, and civil judicial events on its public BrokerCheck and Form ADV records. A disclosure is not automatically a finding of wrongdoing, it can range from a settled customer dispute to a formal regulatory sanction, but a heavy disclosure load relative to a firm's size is a signal worth examining before you hire. Because larger firms naturally accumulate more disclosures across more offices, PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Read each disclosure's underlying detail on the official record rather than relying on the headline number alone. Registration itself confirms only that a firm is authorized to do business, not that its compliance history is clean.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

What does a grade of A mean for Country Capital Management Company?
A grade of A means Country Capital Management Company has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Country Capital Management Company have?
Country Capital Management Company has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Country Capital Management Company?
Country Capital Management Company operates 653 branch offices and is classified by FINRA as a large firm, registered in IL (Large firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Country Capital Management Company's disciplinary record?
You can verify Country Capital Management Company's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 12060. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.

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Data sourced from official FINRA BrokerCheck and SEC EDGAR enforcement records. See our methodology for details. Retrieved and formatted by PlainAdvisorCheck Editorial

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This firm's record is rendered directly from FINRA BrokerCheck and SEC EDGAR data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error.