CRD #46106 · FINRA BrokerCheck + SEC IAPD

Foreside Fund Services, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Foreside Fund Services, LLC ranks #10,317 of 20,055 by disclosure count (most disclosures first). Among firms registered in ME, it ranks #9 of 21 on the same disclosure sort used on the state browse page. Foreside Fund Services, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 248 branch offices, earning a Grade A.

Verify on FINRA BrokerCheck → Browse all firms
Grade A
Safety grade
248
branch offices
0
disclosures
#10,317 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 46106 Foreside Fund Services, LLC

Foreside Fund Services, LLC · Grade A · 0 disc · 0.00/office · Large firm

  • CRD 46106
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 248
  • PER-OFF 0.00
  • RANK #10,317 of 20,055
  • BOOK Large firm

Intensity peers

Nearest same-size peer: Capital Client Group, Inc. (0.00 disc/office)

Capital Client Group, Inc.0.00Country Capital Managem…0.00Navy Federal Investment…0.00Foreside Fund Servi… (this)0.00
Disclosures per office among large firm peers (lower is cleaner)

Foreside Fund Services, LLC ranks #10,317 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

248 offices

FINRA: Large firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 248 offices

Clean disclosure surface

Foreside Fund Services, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 248 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Large
Scope
ACTIVE
Location
Portland, ME, 04101
Formed
09/08/1998
State of Formation
Delaware
CRD Number
46106
SEC Number
51293

Clean BrokerCheck surface

Foreside Fund Services, LLC's clean BrokerCheck surface

Foreside Fund Services, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 248 branch offices (Grade A).

Foreside Fund Services, LLC shows zero reportable disclosures across 248 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Foreside Fund Services, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

Maine cohort · 0.00× state average

Foreside Fund Services, LLC sits below the Maine disclosure average

Foreside Fund Services, LLC reports 0 BrokerCheck disclosures, 0.00× the Maine average of 0.4, lighter than most of the 21 graded firms filed there.

In Maine, 16 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Maine state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Foreside Fund Services, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Foreside Fund Services, LLC ranks #10,317 of 20,055 by disclosure count (most disclosures first). Among firms registered in ME, it ranks #9 of 21 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Foreside Fund Services, LLC?
A grade of A means Foreside Fund Services, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Foreside Fund Services, LLC have?
Foreside Fund Services, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Foreside Fund Services, LLC?
Foreside Fund Services, LLC operates 248 branch offices and is classified by FINRA as a large firm, registered in ME (Large firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Foreside Fund Services, LLC's disciplinary record?
You can verify Foreside Fund Services, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 46106. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Foreside Fund Services, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Foreside Fund Services, LLC, both outside ME so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - clean-record firms: what a Grade A surface does and does not prove.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.