Branch offices
234 offices
FINRA: Medium firm
CRD #138459 · FINRA BrokerCheck + SEC IAPD
Navy Federal Investment Services, LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Navy Federal Investment Services, LLC ranks #14,649 of 20,055 by disclosure count (most disclosures first). Among firms registered in VA, it ranks #37 of 43 on the same disclosure sort used on the state browse page. Navy Federal Investment Services, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 234 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 234
- branch offices
- 0
- disclosures
- #14,649 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 138459 Navy Federal Investment Services, LLC
Navy Federal Investment Services, LLC · Grade A · 0 disc · 0.00/office · Large firm
- CRD 138459
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 234
- PER-OFF 0.00
- RANK #14,649 of 20,055
- BOOK Large firm
Intensity peers
Nearest same-size peer: Capital Client Group, Inc. (0.00 disc/office)
Navy Federal Investment Services, LLC ranks #14,649 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 234 offices
Clean disclosure surface
Navy Federal Investment Services, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 234 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Medium
- Scope
- ACTIVE
- Location
- Vienna, VA
- CRD Number
- 138459
Clean BrokerCheck surface
Navy Federal Investment Services, LLC's clean BrokerCheck surface
Navy Federal Investment Services, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 234 branch offices (Grade A).
Navy Federal Investment Services, LLC shows zero reportable disclosures across 234 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Navy Federal Investment Services, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Virginia cohort · 0.00× state average
Navy Federal Investment Services, LLC sits below the Virginia disclosure average
Navy Federal Investment Services, LLC reports 0 BrokerCheck disclosures, 0.00× the Virginia average of 1.9, lighter than most of the 43 graded firms filed there.
In Virginia, 26 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Virginia state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Navy Federal Investment Services, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Navy Federal Investment Services, LLC ranks #14,649 of 20,055 by disclosure count (most disclosures first). Among firms registered in VA, it ranks #37 of 43 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Navy Federal Investment Services, LLC?
A grade of A means Navy Federal Investment Services, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Navy Federal Investment Services, LLC have?
Navy Federal Investment Services, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Navy Federal Investment Services, LLC?
Navy Federal Investment Services, LLC operates 234 branch offices and is classified by FINRA as a medium firm, registered in VA (Large firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Navy Federal Investment Services, LLC's disciplinary record?
You can verify Navy Federal Investment Services, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 138459. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Navy Federal Investment Services, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Navy Federal Investment Services, LLC, both outside VA so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (234 here).
Read with this firm
- Capital Client Group, Inc. (CA) - 0.00 disclosures/office, nearest large firm peer to Navy Federal Investment Services, LLC's 0.00
- Country Capital Management Company (IL) - 0.00 disclosures/office, nearest large firm peer to Navy Federal Investment Services, LLC's 0.00
- Foreside Fund Services, LLC (ME) - 0.00 disclosures/office, nearest large firm peer to Navy Federal Investment Services, LLC's 0.00
- Firms in VA - state roster that includes Navy Federal Investment Services, LLC's registration home.
- How to Vet a Financial Advisor - Use Navy Federal Investment Services, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Navy Federal Investment Services, LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Navy Federal Investment Services, LLC.
- Compare firms - put Navy Federal Investment Services, LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.