CRD #519 · FINRA BrokerCheck + SEC IAPD

Lincoln Investment

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Lincoln Investment ranks #1,023 of 20,055 by disclosure count (most disclosures first). Among firms registered in PA, it ranks #14 of 81 on the same disclosure sort used on the state browse page. Lincoln Investment carries 7 BrokerCheck disclosures across 594 branch offices - light load for a large firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
594
branch offices
7
disclosures
#1,023 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 519 Lincoln Investment

Lincoln Investment · Grade B · 7 disc · 0.01/office · Large firm

  • CRD 519
  • GRADE B
  • DISC 7
  • REG 7
  • ARB 0
  • CIV 0
  • BRANCH 594
  • PER-OFF 0.01
  • RANK #1,023 of 20,055
  • BOOK Large firm

Intensity peers

Nearest same-size peer: Benjamin F. Edwards & Company, Inc. (0.01 disc/office)

Benjamin F. Edwards & C…0.01TD Private Client Wealt…0.01Bolton Securities Corpo…0.01Lincoln Investment (this)0.01
Disclosures per office among large firm peers (lower is cleaner)

Lincoln Investment ranks #1,023 of 20,055 by disclosure count among graded broker-dealers; light load at 0.01 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

594 offices

FINRA: Large firm

Total disclosures

7 events

On FINRA BrokerCheck

Regulatory events

7 actions

100% of all disclosures

Disclosures per office

0.01 per office

7 ÷ 594 offices

Lincoln Investment vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 98% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 7
Arbitrations 0
Civil Events 0
Total 7

Counts for Lincoln Investment reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 7 Arbitration 0 Civil 0

Firm Details

Firm Size
Large
Scope
ACTIVE
Location
Fort Washington, PA, 19034
Formed
08/01/2015
State of Formation
Pennsylvania
CRD Number
519
SEC Number
14354

Regulator-heavy mix

Lincoln Investment in the heavier-disclosure third

Lincoln Investment carries 7 BrokerCheck disclosures across 594 branch offices - a heavier-third raw book among graded firms (#1,023 of 20,055). Regulator-initiated events are 100% of the book (7 regulatory / 0 arbitration / 0 civil).

100% of Lincoln Investment's 7 disclosures are regulator-initiated (7 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Lincoln Investment's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Pennsylvania cohort · 1.10× state average

Lincoln Investment tracks near the Pennsylvania disclosure average

Lincoln Investment reports 7 BrokerCheck disclosures, about 1.10× the Pennsylvania average of 6.4 across 81 graded firms.

In Pennsylvania, 39 firms carry Grade A and 3 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Pennsylvania state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Lincoln Investment sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Lincoln Investment ranks #1,023 of 20,055 by disclosure count (most disclosures first). Among firms registered in PA, it ranks #14 of 81 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Lincoln Investment?
A grade of B reflects Lincoln Investment's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (large firm). It carries 7 total disclosures across 594 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Lincoln Investment have?
Lincoln Investment has 7 total FINRA disclosures, including 7 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Lincoln Investment?
Lincoln Investment operates 594 branch offices and is classified by FINRA as a large firm, registered in PA (Large firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Lincoln Investment's disciplinary record?
You can verify Lincoln Investment's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 519. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Lincoln Investment's 7 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Lincoln Investment because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Lincoln Investment carries 7 disclosures across 594 branch offices (about 0.01 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Lincoln Investment, both outside PA so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.