Branch offices
1 office
FINRA: Small firm
CRD #116571 · FINRA BrokerCheck + SEC IAPD
Tradebot Systems, Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Tradebot Systems, Inc. ranks #1,090 of 20,055 by disclosure count (most disclosures first). Among firms registered in MO, it ranks #9 of 36 on the same disclosure sort used on the state browse page. Tradebot Systems, Inc. carries 7 BrokerCheck disclosures across 1 branch office - heavy load for a single-office firm, earning a Grade D.
- Grade D
- Safety grade
- 1
- branch office
- 7
- disclosures
- #1,090 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 116571 Tradebot Systems, Inc.
Tradebot Systems, Inc. · Grade D · 7 disc · 7.00/office · Single-office firm
- CRD 116571
- GRADE D
- DISC 7
- REG 7
- ARB 0
- CIV 0
- BRANCH 1
- PER-OFF 7.00
- RANK #1,090 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: Accutrade Inc. (7.00 disc/office)
Tradebot Systems, Inc. ranks #1,090 of 20,055 by disclosure count among graded broker-dealers; heavy load at 7.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
7 events
On FINRA BrokerCheck
Regulatory events
7 actions
100% of all disclosures
Disclosures per office
7.00 per office
7 ÷ 1 offices
Disclosure Intensity
Disclosures per branch office, the firm's disclosure load relative to its operating footprint.
Tradebot Systems, Inc. - disclosures per branch office 100.0%
Typical multi-office firm
Most multi-office firms sit below ~0.5 disclosures per branch; values above 1.0 are notably high for the footprint.
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 7 |
| Arbitrations | 0 |
| Civil Events | 0 |
| Total | 7 |
Counts for Tradebot Systems, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 7 Arbitration 0 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Kansas City, MO
- CRD Number
- 116571
Regulator-heavy mix
Tradebot Systems, Inc. in the heavier-disclosure third
Tradebot Systems, Inc. carries 7 BrokerCheck disclosures across 1 branch office - a heavier-third raw book among graded firms (#1,090 of 20,055). Regulator-initiated events are 100% of the book (7 regulatory / 0 arbitration / 0 civil).
100% of Tradebot Systems, Inc.'s 7 disclosures are regulator-initiated (7 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Tradebot Systems, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Missouri cohort · 0.20× state average
Tradebot Systems, Inc. sits below the Missouri disclosure average
Tradebot Systems, Inc. reports 7 BrokerCheck disclosures, 0.20× the Missouri average of 34.3, lighter than most of the 36 graded firms filed there.
In Missouri, 9 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Missouri state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Tradebot Systems, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Tradebot Systems, Inc. ranks #1,090 of 20,055 by disclosure count (most disclosures first). Among firms registered in MO, it ranks #9 of 36 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for Tradebot Systems, Inc.?
A grade of D reflects Tradebot Systems, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 7 total disclosures across 1 branch office. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Tradebot Systems, Inc. have?
Tradebot Systems, Inc. has 7 total FINRA disclosures, including 7 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Tradebot Systems, Inc.?
Tradebot Systems, Inc. operates 1 branch office and is classified by FINRA as a small firm, registered in MO (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Tradebot Systems, Inc.'s disciplinary record?
You can verify Tradebot Systems, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 116571. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Tradebot Systems, Inc.'s 7 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Tradebot Systems, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Tradebot Systems, Inc. carries 7 disclosures across 1 branch office (about 7.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Tradebot Systems, Inc., both outside MO so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar disclosure totals
Nearest cross-state graded firms by BrokerCheck disclosure count (7 here).
Read with this firm
- Accutrade Inc. - 7.00 disclosures/office, nearest single-office firm peer to Tradebot Systems, Inc.'s 7.00
- Achilles Securities, LLC - 7.00 disclosures/office, nearest single-office firm peer to Tradebot Systems, Inc.'s 7.00
- Adams, Hess, Moore & Co. - 7.00 disclosures/office, nearest single-office firm peer to Tradebot Systems, Inc.'s 7.00
- Firms in MO - state roster that includes Tradebot Systems, Inc.'s registration home.
- Red Flags in Advisor Records - How to read Tradebot Systems, Inc.'s heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 7 disclosures behind Tradebot Systems, Inc.'s Grade D.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Tradebot Systems, Inc..
- Compare firms - put Tradebot Systems, Inc. next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.