Branch offices
6 offices
FINRA: Medium firm
CRD #291767 · FINRA BrokerCheck + SEC IAPD
TCG Capital Markets L.L.C.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, TCG Capital Markets L.L.C. ranks #18,159 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #805 of 868 on the same disclosure sort used on the state browse page. TCG Capital Markets L.L.C. has a clean FINRA BrokerCheck record, no reportable disclosures across its 6 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 6
- branch offices
- 0
- disclosures
- #18,159 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 291767 TCG Capital Markets L.L.C.
TCG Capital Markets L.L.C. · Grade A · 0 disc · 0.00/office · Small firm
- CRD 291767
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 6
- PER-OFF 0.00
- RANK #18,159 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
TCG Capital Markets L.L.C. ranks #18,159 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 6 offices
Clean disclosure surface
TCG Capital Markets L.L.C. has zero reportable FINRA BrokerCheck disclosures in this extract across 6 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Medium
- Scope
- ACTIVE
- Location
- New York, NY
- CRD Number
- 291767
Clean BrokerCheck surface
TCG Capital Markets L.L.C.'s clean BrokerCheck surface
TCG Capital Markets L.L.C. shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 6 branch offices (Grade A).
TCG Capital Markets L.L.C. shows zero reportable disclosures across 6 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of TCG Capital Markets L.L.C.'s clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
New York cohort · 0.00× state average
TCG Capital Markets L.L.C. sits below the New York disclosure average
TCG Capital Markets L.L.C. reports 0 BrokerCheck disclosures, 0.00× the New York average of 8.7, lighter than most of the 868 graded firms filed there.
In New York, 513 firms carry Grade A and 7 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New York state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does TCG Capital Markets L.L.C. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, TCG Capital Markets L.L.C. ranks #18,159 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #805 of 868 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for TCG Capital Markets L.L.C.?
A grade of A means TCG Capital Markets L.L.C. has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does TCG Capital Markets L.L.C. have?
TCG Capital Markets L.L.C. has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is TCG Capital Markets L.L.C.?
TCG Capital Markets L.L.C. operates 6 branch offices and is classified by FINRA as a medium firm, registered in NY (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify TCG Capital Markets L.L.C.'s disciplinary record?
You can verify TCG Capital Markets L.L.C.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 291767. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. TCG Capital Markets L.L.C. currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for TCG Capital Markets L.L.C., both outside NY so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (6 here).
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to TCG Capital Markets L.L.C.'s 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to TCG Capital Markets L.L.C.'s 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to TCG Capital Markets L.L.C.'s 0.00
- Firms in NY - state roster that includes TCG Capital Markets L.L.C.'s registration home.
- How to Vet a Financial Advisor - Use TCG Capital Markets L.L.C.'s clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like TCG Capital Markets L.L.C.'s does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside TCG Capital Markets L.L.C..
- Compare firms - put TCG Capital Markets L.L.C. next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.