Branch offices
6 offices
FINRA: Small firm
CRD #152768 · FINRA BrokerCheck + SEC IAPD
Wellington Funds Distributors Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Wellington Funds Distributors Inc. ranks #19,564 of 20,055 by disclosure count (most disclosures first). Among firms registered in MA, it ranks #97 of 98 on the same disclosure sort used on the state browse page. Wellington Funds Distributors Inc. has a clean FINRA BrokerCheck record, no reportable disclosures across its 6 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 6
- branch offices
- 0
- disclosures
- #19,564 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 152768 Wellington Funds Distributors Inc.
Wellington Funds Distributors Inc. · Grade A · 0 disc · 0.00/office · Small firm
- CRD 152768
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 6
- PER-OFF 0.00
- RANK #19,564 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Wellington Funds Distributors Inc. ranks #19,564 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 6 offices
Clean disclosure surface
Wellington Funds Distributors Inc. has zero reportable FINRA BrokerCheck disclosures in this extract across 6 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Boston, MA
- CRD Number
- 152768
Clean BrokerCheck surface
Wellington Funds Distributors Inc.'s clean BrokerCheck surface
Wellington Funds Distributors Inc. shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 6 branch offices (Grade A).
Wellington Funds Distributors Inc. shows zero reportable disclosures across 6 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Wellington Funds Distributors Inc.'s clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Massachusetts cohort · 0.00× state average
Wellington Funds Distributors Inc. sits below the Massachusetts disclosure average
Wellington Funds Distributors Inc. reports 0 BrokerCheck disclosures, 0.00× the Massachusetts average of 2.9, lighter than most of the 98 graded firms filed there.
In Massachusetts, 64 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Massachusetts state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Wellington Funds Distributors Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Wellington Funds Distributors Inc. ranks #19,564 of 20,055 by disclosure count (most disclosures first). Among firms registered in MA, it ranks #97 of 98 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Wellington Funds Distributors Inc.?
A grade of A means Wellington Funds Distributors Inc. has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Wellington Funds Distributors Inc. have?
Wellington Funds Distributors Inc. has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Wellington Funds Distributors Inc.?
Wellington Funds Distributors Inc. operates 6 branch offices and is classified by FINRA as a small firm, registered in MA (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Wellington Funds Distributors Inc.'s disciplinary record?
You can verify Wellington Funds Distributors Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 152768. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Wellington Funds Distributors Inc. currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Wellington Funds Distributors Inc., both outside MA so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (6 here).
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Wellington Funds Distributors Inc.'s 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Wellington Funds Distributors Inc.'s 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Wellington Funds Distributors Inc.'s 0.00
- Firms in MA - state roster that includes Wellington Funds Distributors Inc.'s registration home.
- How to Vet a Financial Advisor - Use Wellington Funds Distributors Inc.'s clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Wellington Funds Distributors Inc.'s does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Wellington Funds Distributors Inc..
- Compare firms - put Wellington Funds Distributors Inc. next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.