Branch offices
10 offices
FINRA: Large firm
CRD #154957 · FINRA BrokerCheck + SEC IAPD
Pimco Investments LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Pimco Investments LLC ranks #15,630 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #719 of 868 on the same disclosure sort used on the state browse page. Pimco Investments LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 10 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 10
- branch offices
- 0
- disclosures
- #15,630 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 154957 Pimco Investments LLC
Pimco Investments LLC · Grade A · 0 disc · 0.00/office · Regional firm
- CRD 154957
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 10
- PER-OFF 0.00
- RANK #15,630 of 20,055
- BOOK Regional firm
Intensity peers
Nearest same-size peer: ADP Broker-Dealer, Inc. (0.00 disc/office)
Pimco Investments LLC ranks #15,630 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 10 offices
Clean disclosure surface
Pimco Investments LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 10 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Large
- Scope
- ACTIVE
- Location
- New York, NY, 10019
- Formed
- 07/07/2010
- State of Formation
- Delaware
- CRD Number
- 154957
- SEC Number
- 68686
Clean BrokerCheck surface
Pimco Investments LLC's clean BrokerCheck surface
Pimco Investments LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 10 branch offices (Grade A).
Pimco Investments LLC shows zero reportable disclosures across 10 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Pimco Investments LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
New York cohort · 0.00× state average
Pimco Investments LLC sits below the New York disclosure average
Pimco Investments LLC reports 0 BrokerCheck disclosures, 0.00× the New York average of 8.7, lighter than most of the 868 graded firms filed there.
In New York, 513 firms carry Grade A and 7 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New York state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Pimco Investments LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Pimco Investments LLC ranks #15,630 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #719 of 868 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Pimco Investments LLC?
A grade of A means Pimco Investments LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Pimco Investments LLC have?
Pimco Investments LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Pimco Investments LLC?
Pimco Investments LLC operates 10 branch offices and is classified by FINRA as a large firm, registered in NY (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Pimco Investments LLC's disciplinary record?
You can verify Pimco Investments LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 154957. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Pimco Investments LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Pimco Investments LLC, both outside NY so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (10 here).
Read with this firm
- ADP Broker-Dealer, Inc. (NJ) - 0.00 disclosures/office, nearest regional firm peer to Pimco Investments LLC's 0.00
- AE Financial Services, LLC (KS) - 0.00 disclosures/office, nearest regional firm peer to Pimco Investments LLC's 0.00
- American Global Wealth Management, Inc. (GA) - 0.00 disclosures/office, nearest regional firm peer to Pimco Investments LLC's 0.00
- Firms in NY - state roster that includes Pimco Investments LLC's registration home.
- How to Vet a Financial Advisor - Use Pimco Investments LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Pimco Investments LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Pimco Investments LLC.
- Compare firms - put Pimco Investments LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.