CRD #283250 · FINRA BrokerCheck + SEC IAPD

Blue OWL Securities

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Blue OWL Securities ranks #6,655 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #423 of 868 on the same disclosure sort used on the state browse page. Blue OWL Securities has a clean FINRA BrokerCheck record, no reportable disclosures across its 9 branch offices, earning a Grade A.

Grade A
Safety grade
9
branch offices
0
disclosures
#6,655 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 283250 Blue OWL Securities

Blue OWL Securities · Grade A · 0 disc · 0.00/office · Small firm

  • CRD 283250
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 9
  • PER-OFF 0.00
  • RANK #6,655 of 20,055
  • BOOK Small firm

Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)

1031 Securities Inc.0.0016 Points LLC0.001851 Securities, Inc0.00Blue OWL Securities (this)0.00
Disclosures per office among small firm peers (lower is cleaner)

Blue OWL Securities ranks #6,655 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

9 offices

FINRA: Medium firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 9 offices

Clean disclosure surface

Blue OWL Securities has zero reportable FINRA BrokerCheck disclosures in this extract across 9 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Medium
Scope
ACTIVE
Location
New York, NY, 10152
Formed
12/17/2015
State of Formation
Delaware
CRD Number
283250
SEC Number
69744

Clean BrokerCheck surface

Blue OWL Securities's clean BrokerCheck surface

Blue OWL Securities shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 9 branch offices (Grade A).

Blue OWL Securities shows zero reportable disclosures across 9 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Blue OWL Securities's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

New York cohort · 0.00× state average

Blue OWL Securities sits below the New York disclosure average

Blue OWL Securities reports 0 BrokerCheck disclosures, 0.00× the New York average of 8.7, lighter than most of the 868 graded firms filed there.

In New York, 513 firms carry Grade A and 7 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New York state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Blue OWL Securities sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Blue OWL Securities ranks #6,655 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #423 of 868 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Blue OWL Securities?
A grade of A means Blue OWL Securities has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Blue OWL Securities have?
Blue OWL Securities has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Blue OWL Securities?
Blue OWL Securities operates 9 branch offices and is classified by FINRA as a medium firm, registered in NY (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Blue OWL Securities's disciplinary record?
You can verify Blue OWL Securities's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 283250. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Blue OWL Securities currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Blue OWL Securities, both outside NY so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Blue OWL Securities's 0.00
  • 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Blue OWL Securities's 0.00
  • 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Blue OWL Securities's 0.00
  • Firms in NY - state roster that includes Blue OWL Securities's registration home.
  • How to Vet a Financial Advisor - Use Blue OWL Securities's clean BrokerCheck surface as the baseline when you compare other firms.
  • Reading BrokerCheck Reports - What a Grade A page like Blue OWL Securities's does and does not prove.
  • Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Blue OWL Securities.
  • Compare firms - put Blue OWL Securities next to peers on grade and footprint.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.