Branch offices
11 offices
FINRA: Small firm
CRD #39999 · FINRA BrokerCheck + SEC IAPD
M&A Securities Group, Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, M&A Securities Group, Inc. ranks #13,567 of 20,055 by disclosure count (most disclosures first). Among firms registered in MO, it ranks #33 of 36 on the same disclosure sort used on the state browse page. M&A Securities Group, Inc. has a clean FINRA BrokerCheck record, no reportable disclosures across its 11 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 11
- branch offices
- 0
- disclosures
- #13,567 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 39999 M&A Securities Group, Inc.
M&A Securities Group, Inc. · Grade A · 0 disc · 0.00/office · Regional firm
- CRD 39999
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 11
- PER-OFF 0.00
- RANK #13,567 of 20,055
- BOOK Regional firm
Intensity peers
Nearest same-size peer: ADP Broker-Dealer, Inc. (0.00 disc/office)
M&A Securities Group, Inc. ranks #13,567 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 11 offices
Clean disclosure surface
M&A Securities Group, Inc. has zero reportable FINRA BrokerCheck disclosures in this extract across 11 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Kansas City, MO
- CRD Number
- 39999
Clean BrokerCheck surface
M&A Securities Group, Inc.'s clean BrokerCheck surface
M&A Securities Group, Inc. shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 11 branch offices (Grade A).
M&A Securities Group, Inc. shows zero reportable disclosures across 11 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of M&A Securities Group, Inc.'s clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Missouri cohort · 0.00× state average
M&A Securities Group, Inc. sits below the Missouri disclosure average
M&A Securities Group, Inc. reports 0 BrokerCheck disclosures, 0.00× the Missouri average of 34.3, lighter than most of the 36 graded firms filed there.
In Missouri, 9 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Missouri state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does M&A Securities Group, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, M&A Securities Group, Inc. ranks #13,567 of 20,055 by disclosure count (most disclosures first). Among firms registered in MO, it ranks #33 of 36 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for M&A Securities Group, Inc.?
A grade of A means M&A Securities Group, Inc. has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does M&A Securities Group, Inc. have?
M&A Securities Group, Inc. has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is M&A Securities Group, Inc.?
M&A Securities Group, Inc. operates 11 branch offices and is classified by FINRA as a small firm, registered in MO (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify M&A Securities Group, Inc.'s disciplinary record?
You can verify M&A Securities Group, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 39999. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. M&A Securities Group, Inc. currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for M&A Securities Group, Inc., both outside MO so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (11 here).
Read with this firm
- ADP Broker-Dealer, Inc. (NJ) - 0.00 disclosures/office, nearest regional firm peer to M&A Securities Group, Inc.'s 0.00
- AE Financial Services, LLC (KS) - 0.00 disclosures/office, nearest regional firm peer to M&A Securities Group, Inc.'s 0.00
- American Global Wealth Management, Inc. (GA) - 0.00 disclosures/office, nearest regional firm peer to M&A Securities Group, Inc.'s 0.00
- Firms in MO - state roster that includes M&A Securities Group, Inc.'s registration home.
- How to Vet a Financial Advisor - Use M&A Securities Group, Inc.'s clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like M&A Securities Group, Inc.'s does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside M&A Securities Group, Inc..
- Compare firms - put M&A Securities Group, Inc. next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.