Branch offices
6 offices
FINRA: Small firm
CRD #21771 · FINRA BrokerCheck + SEC IAPD
Russell Investments Financial Services, LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Russell Investments Financial Services, LLC ranks #16,759 of 20,055 by disclosure count (most disclosures first). Among firms registered in WA, it ranks #24 of 29 on the same disclosure sort used on the state browse page. Russell Investments Financial Services, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 6 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 6
- branch offices
- 0
- disclosures
- #16,759 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 21771 Russell Investments Financial Services, LLC
Russell Investments Financial Services, LLC · Grade A · 0 disc · 0.00/office · Small firm
- CRD 21771
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 6
- PER-OFF 0.00
- RANK #16,759 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Russell Investments Financial Services, LLC ranks #16,759 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 6 offices
Clean disclosure surface
Russell Investments Financial Services, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 6 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Seattle, WA
- CRD Number
- 21771
Clean BrokerCheck surface
Russell Investments Financial Services, LLC's clean BrokerCheck surface
Russell Investments Financial Services, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 6 branch offices (Grade A).
Russell Investments Financial Services, LLC shows zero reportable disclosures across 6 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Russell Investments Financial Services, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Washington cohort · 0.00× state average
Russell Investments Financial Services, LLC sits below the Washington disclosure average
Russell Investments Financial Services, LLC reports 0 BrokerCheck disclosures, 0.00× the Washington average of 1.3, lighter than most of the 29 graded firms filed there.
In Washington, 17 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Washington state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Russell Investments Financial Services, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Russell Investments Financial Services, LLC ranks #16,759 of 20,055 by disclosure count (most disclosures first). Among firms registered in WA, it ranks #24 of 29 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Russell Investments Financial Services, LLC?
A grade of A means Russell Investments Financial Services, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Russell Investments Financial Services, LLC have?
Russell Investments Financial Services, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Russell Investments Financial Services, LLC?
Russell Investments Financial Services, LLC operates 6 branch offices and is classified by FINRA as a small firm, registered in WA (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Russell Investments Financial Services, LLC's disciplinary record?
You can verify Russell Investments Financial Services, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 21771. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Russell Investments Financial Services, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Russell Investments Financial Services, LLC, both outside WA so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (6 here).
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Russell Investments Financial Services, LLC's 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Russell Investments Financial Services, LLC's 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Russell Investments Financial Services, LLC's 0.00
- Firms in WA - state roster that includes Russell Investments Financial Services, LLC's registration home.
- How to Vet a Financial Advisor - Use Russell Investments Financial Services, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Russell Investments Financial Services, LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Russell Investments Financial Services, LLC.
- Compare firms - put Russell Investments Financial Services, LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.