State BrokerCheck inventory · July 2026

Washington broker-dealer grades

According to FINRA BrokerCheck as of July 2026, Washington ranks #20 of 56 by registered-firm inventory (29) and #29 of 56 by aggregate disclosure load (38), then #30 of 33 on disclosures-per-firm and #18 of 33 on Grade-A share among states with at least 10 firms. Inventory rank is not intensity rank: Missouri leads disclosures-per-firm on that 33-state board.

Compiled by PlainAdvisorCheck

#20
of 56 by firm inventory: 29
registered firms: 38
disclosures on file: 1.3
avg disclosures / firm

Washington at a glance

#20 of 56
registered-firm inventory: #29 of 56
aggregate disclosure load: #30 of 33
disclosures per firm (≥10 firms): #18 of 33
Grade-A share (≥10 firms)

Disclosure-load ordinal matches the /states listing. Missouri leads disclosures-per-firm; Maine leads Grade-A share among states with at least 10 firms. Neither rank is investment advice. See methodology · corpus placement.

Where Washington sits by disclosures per firm

COUNT-derived placement among 33 states and territories with at least 10 graded firms. Lower intensity is cleaner for residents; large multistate HQs can lift a state's average without describing every local office.

Washington vs every ≥10-firm state by disclosures per firm

Size-normalized disclosure intensity · FINRA BrokerCheck extract

1 a lower disclosures-per-firm load than 9% of 33 floor-qualified states

Each bar is a band; taller bars hold more floor-qualified states. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · July 2026

Firm-size mix among 29 graded firms

FINRA BrokerCheck size classes in Washington. Segments sum to the graded inventory, a catalog shape, not the A-F grade ChartBar below.

Medium 1 firms (3%) Small 28 firms (97%)

Registered Firms

Clean Record (Grade A)

Total Disclosures

1.3

Avg Disclosures / Firm

Grade Distribution

How Washington's 29 graded broker-dealers split across the size-normalized A-F safety scale.

Grade breakdown of 29 graded firms headquartered in Washington

Firms by Disclosure Count

#	Firm	Disclosures	Offices	Grade
1	Selkirk Investments, Inc.Spokane	8	2	C
2	Richards Merrill Wealth ManagementSpokane	6	3	B
3	Integrity Brokerage, LLCSeattle	4	3	B
4	Martin Nelson & Co., Inc.Seattle	4	3	B
5	Continental Investors Services, Inc.Longview	3	10	B
6	Russell Investments Implementation Services, LLCSeattle	3	5	B
7	Symetra Securities, Inc.Bellevue	3	3	C
8	Alliant Securities, Inc. Turner, Nord, KienbaumLiberty Lake	2	3	B
9	Northwest Investment Advisors, Inc.Spokane	2	9	B
10	Cascadia Capital, LLCSeattle	1	8	B
11	Nelson Securities,Inc.Spokane	1	6	B
12	Saturna Brokerage Services, IncBellingham	1	2	B
13	AGA Securities, LLCBainbridge Island	0	3	A
14	Alphaledger Markets, Inc.Poulsbo	0	2	A
15	Blue Quartz InvestmentsTacoma	0	4	A
16	BP Securities, LLCBellevue	0	2	A
17	Columbia Private MarketsSpokane	0	1	A
18	Directtrade Securities, LLCGig Harbor	0	2	A
19	Euro-American Equities, Inc.Leavenworth	0	2	A
20	Evolution Capital Advisors, LLCSeattle	0	2	A
21	Kcoe Capital LLCCamas	0	4	A
22	Reef Resources, LLCSeattle	0	3	A
23	Retokens Capital LLCSpokane Valley	0	2	A
24	Russell Investments Financial Services, LLCSeattle	0	6	A
25	SMI Capital Markets LLCBellevue	0	3	A
26	Spark Change Securities LLCSeattle	0	2	A
27	Stonebridge Securities LLCBellevue	0	2	A
28	Thomas Capital Group, Inc.Gig Harbor	0	3	A
29	ZS Securities, LLCSeattle	0	2	A

Lower disclosures per firm

Washington's cooler per-firm intensity

Washington ranks #30 of 33 on disclosures-per-firm (1.3) - cooler third among ≥10-firm states.

Washington averages 1.3 disclosures per firm (#30 of 33 among ≥10-firm states) - cooler intensity band. Graded inventory: 17 A / 10 B / 2 C / 0 D / 0 F (58.6% clean, 0.0% D or F). Largest disclosure count in-state: Selkirk Investments, Inc. (8 events, Grade C).

Grades are editorial signals from a size-normalized model, not FINRA ratings. Disclosure totals are reported events, not proven violations . This page is informational only and does not constitute financial, legal, or investment advice. Confirm current records at FINRA BrokerCheck.

Frequently asked questions

Where does Washington sit among states by BrokerCheck disclosure load?

How many broker-dealer firms are registered in Washington?

Washington has 29 actively registered broker-dealer firms on FINRA BrokerCheck, of which 17 (58.6%) hold a clean Grade-A record with no reportable disclosures.

Which Washington broker-dealer has the most FINRA disclosures?

Selkirk Investments, Inc. leads Washington's listing with 8 BrokerCheck disclosures across 2 offices (Grade C). Totals are reported events, not proven violations - verify on FINRA BrokerCheck.

How should I read Washington's safety grades?

On Washington's lighter-load board, grades stay size-normalized (weighted disclosures ÷ branch footprint within size class). Zero-disclosure firms earn A. Editorial signals only - not FINRA ratings; see methodology.

Is this official Washington broker data?

Yes. Washington's firm rows come from FINRA BrokerCheck and SEC IAPD public registries. PlainAdvisorCheck aggregates and size-normalizes them; underlying records are public domain. This is not financial advice.

All Washington Firms → All States →

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from official FINRA BrokerCheck and SEC EDGAR enforcement records for Washington. Washington ranks #20 by firm inventory and #29 by disclosure load in the PlainAdvisorCheck extract as of July 2026.

Compiled by PlainAdvisorCheck, Independent data publisher