Branch offices
3 offices
FINRA: Small firm
CRD #45180 · FINRA BrokerCheck + SEC IAPD
Thomas Capital Group, Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Thomas Capital Group, Inc. ranks #18,502 of 20,055 by disclosure count (most disclosures first). Among firms registered in WA, it ranks #28 of 29 on the same disclosure sort used on the state browse page. Thomas Capital Group, Inc. has a clean FINRA BrokerCheck record, no reportable disclosures across its 3 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 3
- branch offices
- 0
- disclosures
- #18,502 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 45180 Thomas Capital Group, Inc.
Thomas Capital Group, Inc. · Grade A · 0 disc · 0.00/office · Small firm
- CRD 45180
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 3
- PER-OFF 0.00
- RANK #18,502 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Thomas Capital Group, Inc. ranks #18,502 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 3 offices
Clean disclosure surface
Thomas Capital Group, Inc. has zero reportable FINRA BrokerCheck disclosures in this extract across 3 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Gig Harbor, WA
- CRD Number
- 45180
Clean BrokerCheck surface
Thomas Capital Group, Inc.'s clean BrokerCheck surface
Thomas Capital Group, Inc. shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 3 branch offices (Grade A).
Thomas Capital Group, Inc. shows zero reportable disclosures across 3 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Thomas Capital Group, Inc.'s clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Washington cohort · 0.00× state average
Thomas Capital Group, Inc. sits below the Washington disclosure average
Thomas Capital Group, Inc. reports 0 BrokerCheck disclosures, 0.00× the Washington average of 1.3, lighter than most of the 29 graded firms filed there.
In Washington, 17 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Washington state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Thomas Capital Group, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Thomas Capital Group, Inc. ranks #18,502 of 20,055 by disclosure count (most disclosures first). Among firms registered in WA, it ranks #28 of 29 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Thomas Capital Group, Inc.?
A grade of A means Thomas Capital Group, Inc. has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Thomas Capital Group, Inc. have?
Thomas Capital Group, Inc. has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Thomas Capital Group, Inc.?
Thomas Capital Group, Inc. operates 3 branch offices and is classified by FINRA as a small firm, registered in WA (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Thomas Capital Group, Inc.'s disciplinary record?
You can verify Thomas Capital Group, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 45180. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Thomas Capital Group, Inc. currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Thomas Capital Group, Inc.'s 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Thomas Capital Group, Inc.'s 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Thomas Capital Group, Inc.'s 0.00
- Firms in WA - state roster that includes Thomas Capital Group, Inc.'s registration home.
- How to Vet a Financial Advisor - Use Thomas Capital Group, Inc.'s clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Thomas Capital Group, Inc.'s does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Thomas Capital Group, Inc..
- Compare firms - put Thomas Capital Group, Inc. next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.