CRD #104609 · FINRA BrokerCheck + SEC IAPD

Kcoe Capital LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Kcoe Capital LLC ranks #12,768 of 20,055 by disclosure count (most disclosures first). Among firms registered in WA, it ranks #21 of 29 on the same disclosure sort used on the state browse page. Kcoe Capital LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 4 branch offices, earning a Grade A.

Grade A
Safety grade
4
branch offices
0
disclosures
#12,768 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 104609 Kcoe Capital LLC

Kcoe Capital LLC · Grade A · 0 disc · 0.00/office · Small firm

  • CRD 104609
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 4
  • PER-OFF 0.00
  • RANK #12,768 of 20,055
  • BOOK Small firm

Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)

1031 Securities Inc.0.0016 Points LLC0.001851 Securities, Inc0.00Kcoe Capital LLC (this)0.00
Disclosures per office among small firm peers (lower is cleaner)

Kcoe Capital LLC ranks #12,768 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

4 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 4 offices

Clean disclosure surface

Kcoe Capital LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 4 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Camas, WA, 98607
Formed
03/28/2000
State of Formation
Kansas
CRD Number
104609
SEC Number
52955

Clean BrokerCheck surface

Kcoe Capital LLC's clean BrokerCheck surface

Kcoe Capital LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 4 branch offices (Grade A).

Kcoe Capital LLC shows zero reportable disclosures across 4 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Kcoe Capital LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

Washington cohort · 0.00× state average

Kcoe Capital LLC sits below the Washington disclosure average

Kcoe Capital LLC reports 0 BrokerCheck disclosures, 0.00× the Washington average of 1.3, lighter than most of the 29 graded firms filed there.

In Washington, 17 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Washington state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Kcoe Capital LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Kcoe Capital LLC ranks #12,768 of 20,055 by disclosure count (most disclosures first). Among firms registered in WA, it ranks #21 of 29 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Kcoe Capital LLC?
A grade of A means Kcoe Capital LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Kcoe Capital LLC have?
Kcoe Capital LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Kcoe Capital LLC?
Kcoe Capital LLC operates 4 branch offices and is classified by FINRA as a small firm, registered in WA (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Kcoe Capital LLC's disciplinary record?
You can verify Kcoe Capital LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 104609. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Kcoe Capital LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Read with this firm

  • 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Kcoe Capital LLC's 0.00
  • 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Kcoe Capital LLC's 0.00
  • 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Kcoe Capital LLC's 0.00
  • Firms in WA - state roster that includes Kcoe Capital LLC's registration home.
  • How to Vet a Financial Advisor - Use Kcoe Capital LLC's clean BrokerCheck surface as the baseline when you compare other firms.
  • Reading BrokerCheck Reports - What a Grade A page like Kcoe Capital LLC's does and does not prove.
  • Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Kcoe Capital LLC.
  • Compare firms - put Kcoe Capital LLC next to peers on grade and footprint.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.