Broker-Dealer Firms
29 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| AGA Securities, LLC CRD: 122781 | WA | 0 | 3 | A | Active |
| Alliant Securities, Inc. Turner, Nord, Kienbaum CRD: 7726 | WA | 2 | 3 | B | Active |
| Alphaledger Markets, Inc. CRD: 300262 | WA | 0 | 2 | A | Active |
| Blue Quartz Investments CRD: 326116 | WA | 0 | 4 | A | Active |
| BP Securities, LLC CRD: 288568 | WA | 0 | 2 | A | Active |
| Cascadia Capital, LLC CRD: 101020 | WA | 1 | 8 | B | Active |
| Columbia Private Markets CRD: 335301 | WA | 0 | 1 | A | Active |
| Continental Investors Services, Inc. CRD: 29775 | WA | 3 | 10 | B | Active |
| Directtrade Securities, LLC CRD: 315469 | WA | 0 | 2 | A | Active |
| Euro-American Equities, Inc. CRD: 25936 | WA | 0 | 2 | A | Active |
| Evolution Capital Advisors, LLC CRD: 137738 | WA | 0 | 2 | A | Active |
| Integrity Brokerage, LLC CRD: 117589 | WA | 4 | 3 | B | Active |
| Kcoe Capital LLC CRD: 104609 | WA | 0 | 4 | A | Active |
| Martin Nelson & Co., Inc. CRD: 2903 | WA | 4 | 3 | B | Active |
| Nelson Securities,Inc. CRD: 14377 | WA | 1 | 6 | B | Active |
| Northwest Investment Advisors, Inc. CRD: 109737 | WA | 2 | 9 | B | Active |
| Reef Resources, LLC CRD: 133646 | WA | 0 | 3 | A | Active |
| Retokens Capital LLC CRD: 333160 | WA | 0 | 2 | A | Active |
| Richards Merrill Wealth Management CRD: 713 | WA | 6 | 3 | B | Active |
| Russell Investments Financial Services, LLC CRD: 21771 | WA | 0 | 6 | A | Active |
| Russell Investments Implementation Services, LLC CRD: 329 | WA | 3 | 5 | B | Active |
| Saturna Brokerage Services, Inc CRD: 18437 | WA | 1 | 2 | B | Active |
| Selkirk Investments, Inc. CRD: 13854 | WA | 8 | 2 | C | Active |
| SMI Capital Markets LLC CRD: 156441 | WA | 0 | 3 | A | Active |
| Spark Change Securities LLC CRD: 309292 | WA | 0 | 2 | A | Active |
| Stonebridge Securities LLC CRD: 47659 | WA | 0 | 2 | A | Active |
| Symetra Securities, Inc. CRD: 739 | WA | 3 | 3 | C | Active |
| Thomas Capital Group, Inc. CRD: 45180 | WA | 0 | 3 | A | Active |
| ZS Securities, LLC CRD: 339111 | WA | 0 | 2 | A | Active |