CRD #333160 · FINRA BrokerCheck + SEC IAPD

Retokens Capital LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Retokens Capital LLC ranks #16,349 of 20,055 by disclosure count (most disclosures first). Among firms registered in WA, it ranks #23 of 29 on the same disclosure sort used on the state browse page. Retokens Capital LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 2 branch offices, earning a Grade A.

Grade A
Safety grade
2
branch offices
0
disclosures
#16,349 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 333160 Retokens Capital LLC

Retokens Capital LLC · Grade A · 0 disc · 0.00/office · Small firm

  • CRD 333160
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 2
  • PER-OFF 0.00
  • RANK #16,349 of 20,055
  • BOOK Small firm

Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)

1031 Securities Inc.0.0016 Points LLC0.001851 Securities, Inc0.00Retokens Capital LLC (this)0.00
Disclosures per office among small firm peers (lower is cleaner)

Retokens Capital LLC ranks #16,349 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

2 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 2 offices

Clean disclosure surface

Retokens Capital LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 2 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Spokane Valley, WA
CRD Number
333160

Clean BrokerCheck surface

Retokens Capital LLC's clean BrokerCheck surface

Retokens Capital LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 2 branch offices (Grade A).

Retokens Capital LLC shows zero reportable disclosures across 2 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Retokens Capital LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

Washington cohort · 0.00× state average

Retokens Capital LLC sits below the Washington disclosure average

Retokens Capital LLC reports 0 BrokerCheck disclosures, 0.00× the Washington average of 1.3, lighter than most of the 29 graded firms filed there.

In Washington, 17 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Washington state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Retokens Capital LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Retokens Capital LLC ranks #16,349 of 20,055 by disclosure count (most disclosures first). Among firms registered in WA, it ranks #23 of 29 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Retokens Capital LLC?
A grade of A means Retokens Capital LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Retokens Capital LLC have?
Retokens Capital LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Retokens Capital LLC?
Retokens Capital LLC operates 2 branch offices and is classified by FINRA as a small firm, registered in WA (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Retokens Capital LLC's disciplinary record?
You can verify Retokens Capital LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 333160. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Retokens Capital LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Read with this firm

  • 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Retokens Capital LLC's 0.00
  • 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Retokens Capital LLC's 0.00
  • 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Retokens Capital LLC's 0.00
  • Firms in WA - state roster that includes Retokens Capital LLC's registration home.
  • How to Vet a Financial Advisor - Use Retokens Capital LLC's clean BrokerCheck surface as the baseline when you compare other firms.
  • Reading BrokerCheck Reports - What a Grade A page like Retokens Capital LLC's does and does not prove.
  • Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Retokens Capital LLC.
  • Compare firms - put Retokens Capital LLC next to peers on grade and footprint.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.