CRD #29775 · FINRA BrokerCheck + SEC IAPD

Continental Investors Services, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Continental Investors Services, Inc. ranks #2,062 of 20,055 by disclosure count (most disclosures first). Among firms registered in WA, it ranks #5 of 29 on the same disclosure sort used on the state browse page. Continental Investors Services, Inc. carries 3 BrokerCheck disclosures across 10 branch offices - moderate load for a regional firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
10
branch offices
3
disclosures
#2,062 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 29775 Continental Investors Services, Inc.

Continental Investors Services, Inc. · Grade B · 3 disc · 0.30/office · Regional firm

  • CRD 29775
  • GRADE B
  • DISC 3
  • REG 3
  • ARB 0
  • CIV 0
  • BRANCH 10
  • PER-OFF 0.30
  • RANK #2,062 of 20,055
  • BOOK Regional firm

Intensity peers

Nearest same-size peer: Valley Financial Management, Inc. (0.29 disc/office)

Valley Financial Manage…0.29Multi-Bank Securities, …0.31THE Baker Group, LP0.31Continental Investo… (this)0.30
Disclosures per office among regional firm peers (lower is cleaner)

Continental Investors Services, Inc. ranks #2,062 of 20,055 by disclosure count among graded broker-dealers; moderate load at 0.30 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

10 offices

FINRA: Small firm

Total disclosures

3 events

On FINRA BrokerCheck

Regulatory events

3 actions

100% of all disclosures

Disclosures per office

0.30 per office

3 ÷ 10 offices

Continental Investors Services, Inc. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 71% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). This entry sits in this band. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 3
Arbitrations 0
Civil Events 0
Total 3

Counts for Continental Investors Services, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 3 Arbitration 0 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Longview, WA
CRD Number
29775

Regulator-heavy mix

Continental Investors Services, Inc. in the heavier-disclosure third

Continental Investors Services, Inc. carries 3 BrokerCheck disclosures across 10 branch offices - a heavier-third raw book among graded firms (#2,062 of 20,055). Regulator-initiated events are 100% of the book (3 regulatory / 0 arbitration / 0 civil).

100% of Continental Investors Services, Inc.'s 3 disclosures are regulator-initiated (3 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Continental Investors Services, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Washington cohort · 2.29× state average

Continental Investors Services, Inc. sits above the Washington disclosure average

Continental Investors Services, Inc. reports 3 BrokerCheck disclosures, 2.29× the Washington average of 1.3 across 29 graded firms with a principal-office state on file.

In Washington, 17 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Washington state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Continental Investors Services, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Continental Investors Services, Inc. ranks #2,062 of 20,055 by disclosure count (most disclosures first). Among firms registered in WA, it ranks #5 of 29 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Continental Investors Services, Inc.?
A grade of B reflects Continental Investors Services, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (regional firm). It carries 3 total disclosures across 10 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Continental Investors Services, Inc. have?
Continental Investors Services, Inc. has 3 total FINRA disclosures, including 3 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Continental Investors Services, Inc.?
Continental Investors Services, Inc. operates 10 branch offices and is classified by FINRA as a small firm, registered in WA (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Continental Investors Services, Inc.'s disciplinary record?
You can verify Continental Investors Services, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 29775. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Should I avoid Continental Investors Services, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Continental Investors Services, Inc. carries 3 disclosures across 10 branch offices (about 0.30 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Continental Investors Services, Inc., both outside WA so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Valley Financial Management, Inc. (NY) - 0.29 disclosures/office, nearest regional firm peer to Continental Investors Services, Inc.'s 0.30
  • Multi-Bank Securities, Inc. (MI) - 0.31 disclosures/office, nearest regional firm peer to Continental Investors Services, Inc.'s 0.30
  • THE Baker Group, LP (OK) - 0.31 disclosures/office, nearest regional firm peer to Continental Investors Services, Inc.'s 0.30
  • Firms in WA - state roster that includes Continental Investors Services, Inc.'s registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like Continental Investors Services, Inc..
  • Reading BrokerCheck Reports - How Continental Investors Services, Inc.'s 0.30 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Continental Investors Services, Inc..
  • Compare firms - put Continental Investors Services, Inc. next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.