Branch offices
1 office
FINRA: Small firm
CRD #335301 · FINRA BrokerCheck + SEC IAPD
Columbia Private Markets
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Columbia Private Markets ranks #8,021 of 20,055 by disclosure count (most disclosures first). Among firms registered in WA, it ranks #17 of 29 on the same disclosure sort used on the state browse page. Columbia Private Markets has a clean FINRA BrokerCheck record, no reportable disclosures across its 1 branch office, earning a Grade A.
- Grade A
- Safety grade
- 1
- branch office
- 0
- disclosures
- #8,021 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 335301 Columbia Private Markets
Columbia Private Markets · Grade A · 0 disc · 0.00/office · Single-office firm
- CRD 335301
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 1
- PER-OFF 0.00
- RANK #8,021 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: 1-800 NO Loads, Inc. (0.00 disc/office)
Columbia Private Markets ranks #8,021 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 1 offices
Clean disclosure surface
Columbia Private Markets has zero reportable FINRA BrokerCheck disclosures in this extract across 1 branch office (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Spokane, WA
- CRD Number
- 335301
Clean BrokerCheck surface
Columbia Private Markets's clean BrokerCheck surface
Columbia Private Markets shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 1 branch office (Grade A).
Columbia Private Markets shows zero reportable disclosures across 1 branch office in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Columbia Private Markets's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Washington cohort · 0.00× state average
Columbia Private Markets sits below the Washington disclosure average
Columbia Private Markets reports 0 BrokerCheck disclosures, 0.00× the Washington average of 1.3, lighter than most of the 29 graded firms filed there.
In Washington, 17 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Washington state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Columbia Private Markets sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Columbia Private Markets ranks #8,021 of 20,055 by disclosure count (most disclosures first). Among firms registered in WA, it ranks #17 of 29 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Columbia Private Markets?
A grade of A means Columbia Private Markets has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Columbia Private Markets have?
Columbia Private Markets has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Columbia Private Markets?
Columbia Private Markets operates 1 branch office and is classified by FINRA as a small firm, registered in WA (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Columbia Private Markets's disciplinary record?
You can verify Columbia Private Markets's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 335301. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Columbia Private Markets currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1-800 NO Loads, Inc. - 0.00 disclosures/office, nearest single-office firm peer to Columbia Private Markets's 0.00
- 1031 Exchange Place, Inc. - 0.00 disclosures/office, nearest single-office firm peer to Columbia Private Markets's 0.00
- 10X Securities - 0.00 disclosures/office, nearest single-office firm peer to Columbia Private Markets's 0.00
- Firms in WA - state roster that includes Columbia Private Markets's registration home.
- How to Vet a Financial Advisor - Use Columbia Private Markets's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Columbia Private Markets's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Columbia Private Markets.
- Compare firms - put Columbia Private Markets next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.