CRD #117589 · FINRA BrokerCheck + SEC IAPD

Integrity Brokerage, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Integrity Brokerage, LLC ranks #1,753 of 20,055 by disclosure count (most disclosures first). Among firms registered in WA, it ranks #3 of 29 on the same disclosure sort used on the state browse page. Integrity Brokerage, LLC carries 4 BrokerCheck disclosures across 3 branch offices - elevated load for a small firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
3
branch offices
4
disclosures
#1,753 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 117589 Integrity Brokerage, LLC

Integrity Brokerage, LLC · Grade B · 4 disc · 1.33/office · Small firm

  • CRD 117589
  • GRADE B
  • DISC 4
  • REG 4
  • ARB 0
  • CIV 0
  • BRANCH 3
  • PER-OFF 1.33
  • RANK #1,753 of 20,055
  • BOOK Small firm

Intensity peers

Nearest same-size peer: Alight Financial Solutions, LLC (1.33 disc/office)

Alight Financial Soluti…1.33Alterna Securities, Inc.1.33Banorte Securities Inte…1.33Integrity Brokerage… (this)1.33
Disclosures per office among small firm peers (lower is cleaner)

Integrity Brokerage, LLC ranks #1,753 of 20,055 by disclosure count among graded broker-dealers; elevated load at 1.33 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

3 offices

FINRA: Small firm

Total disclosures

4 events

On FINRA BrokerCheck

Regulatory events

4 actions

100% of all disclosures

Disclosures per office

1.33 per office

4 ÷ 3 offices

Integrity Brokerage, LLC vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

1 a cleaner per-office record than 23% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). Below this entry. 1–1: 301 disclosing firms (24%). Below this entry. 1–1: 40 disclosing firms (3%). Below this entry. 1–1: 140 disclosing firms (11%). Below this entry. 1–2: 32 disclosing firms (3%). This entry sits in this band. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 4
Arbitrations 0
Civil Events 0
Total 4

Counts for Integrity Brokerage, LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 4 Arbitration 0 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Seattle, WA
CRD Number
117589

Regulator-heavy mix

Integrity Brokerage, LLC in the heavier-disclosure third

Integrity Brokerage, LLC carries 4 BrokerCheck disclosures across 3 branch offices - a heavier-third raw book among graded firms (#1,753 of 20,055). Regulator-initiated events are 100% of the book (4 regulatory / 0 arbitration / 0 civil).

100% of Integrity Brokerage, LLC's 4 disclosures are regulator-initiated (4 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Integrity Brokerage, LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Washington cohort · 3.05× state average

Integrity Brokerage, LLC sits above the Washington disclosure average

Integrity Brokerage, LLC reports 4 BrokerCheck disclosures, 3.05× the Washington average of 1.3 across 29 graded firms with a principal-office state on file.

In Washington, 17 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Washington state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Integrity Brokerage, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Integrity Brokerage, LLC ranks #1,753 of 20,055 by disclosure count (most disclosures first). Among firms registered in WA, it ranks #3 of 29 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Integrity Brokerage, LLC?
A grade of B reflects Integrity Brokerage, LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (small firm). It carries 4 total disclosures across 3 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Integrity Brokerage, LLC have?
Integrity Brokerage, LLC has 4 total FINRA disclosures, including 4 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Integrity Brokerage, LLC?
Integrity Brokerage, LLC operates 3 branch offices and is classified by FINRA as a small firm, registered in WA (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Integrity Brokerage, LLC's disciplinary record?
You can verify Integrity Brokerage, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 117589. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on BrokerCheck. For Integrity Brokerage, LLC, the 1.33 per-office intensity is the size-normalized signal behind Grade B.
Should I avoid Integrity Brokerage, LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Integrity Brokerage, LLC carries 4 disclosures across 3 branch offices (about 1.33 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.