Branch offices
19 offices
FINRA: Small firm
CRD #173366 · FINRA BrokerCheck + SEC IAPD
Hollister Associates, LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Hollister Associates, LLC ranks #11,661 of 20,055 by disclosure count (most disclosures first). Among firms registered in SC, it ranks #10 of 15 on the same disclosure sort used on the state browse page. Hollister Associates, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 19 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 19
- branch offices
- 0
- disclosures
- #11,661 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 173366 Hollister Associates, LLC
Hollister Associates, LLC · Grade A · 0 disc · 0.00/office · Regional firm
- CRD 173366
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 19
- PER-OFF 0.00
- RANK #11,661 of 20,055
- BOOK Regional firm
Intensity peers
Nearest same-size peer: ADP Broker-Dealer, Inc. (0.00 disc/office)
Hollister Associates, LLC ranks #11,661 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 19 offices
Clean disclosure surface
Hollister Associates, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 19 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Mount Pleasant, SC
- CRD Number
- 173366
Clean BrokerCheck surface
Hollister Associates, LLC's clean BrokerCheck surface
Hollister Associates, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 19 branch offices (Grade A).
Hollister Associates, LLC shows zero reportable disclosures across 19 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Hollister Associates, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
South Carolina cohort · 0.00× state average
Hollister Associates, LLC sits below the South Carolina disclosure average
Hollister Associates, LLC reports 0 BrokerCheck disclosures, 0.00× the South Carolina average of 19.7, lighter than most of the 15 graded firms filed there.
In South Carolina, 10 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the South Carolina state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Hollister Associates, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Hollister Associates, LLC ranks #11,661 of 20,055 by disclosure count (most disclosures first). Among firms registered in SC, it ranks #10 of 15 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Hollister Associates, LLC?
A grade of A means Hollister Associates, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Hollister Associates, LLC have?
Hollister Associates, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Hollister Associates, LLC?
Hollister Associates, LLC operates 19 branch offices and is classified by FINRA as a small firm, registered in SC (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Hollister Associates, LLC's disciplinary record?
You can verify Hollister Associates, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 173366. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Hollister Associates, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Hollister Associates, LLC, both outside SC so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (19 here).
Read with this firm
- ADP Broker-Dealer, Inc. (NJ) - 0.00 disclosures/office, nearest regional firm peer to Hollister Associates, LLC's 0.00
- AE Financial Services, LLC (KS) - 0.00 disclosures/office, nearest regional firm peer to Hollister Associates, LLC's 0.00
- American Global Wealth Management, Inc. (GA) - 0.00 disclosures/office, nearest regional firm peer to Hollister Associates, LLC's 0.00
- Firms in SC - state roster that includes Hollister Associates, LLC's registration home.
- How to Vet a Financial Advisor - Use Hollister Associates, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Hollister Associates, LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Hollister Associates, LLC.
- Compare firms - put Hollister Associates, LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.