Branch offices
6 offices
FINRA: Medium firm
CRD #169804 · FINRA BrokerCheck + SEC IAPD
Assetmark Brokerage, LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Assetmark Brokerage, LLC ranks #5,961 of 20,055 by disclosure count (most disclosures first). Among firms registered in CA, it ranks #106 of 279 on the same disclosure sort used on the state browse page. Assetmark Brokerage, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 6 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 6
- branch offices
- 0
- disclosures
- #5,961 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 169804 Assetmark Brokerage, LLC
Assetmark Brokerage, LLC · Grade A · 0 disc · 0.00/office · Small firm
- CRD 169804
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 6
- PER-OFF 0.00
- RANK #5,961 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Assetmark Brokerage, LLC ranks #5,961 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 6 offices
Clean disclosure surface
Assetmark Brokerage, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 6 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Medium
- Scope
- ACTIVE
- Location
- Concord, CA
- CRD Number
- 169804
Clean BrokerCheck surface
Assetmark Brokerage, LLC's clean BrokerCheck surface
Assetmark Brokerage, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 6 branch offices (Grade A).
Assetmark Brokerage, LLC shows zero reportable disclosures across 6 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Assetmark Brokerage, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
California cohort · 0.00× state average
Assetmark Brokerage, LLC sits below the California disclosure average
Assetmark Brokerage, LLC reports 0 BrokerCheck disclosures, 0.00× the California average of 2.1, lighter than most of the 279 graded firms filed there.
In California, 189 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the California state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Assetmark Brokerage, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Assetmark Brokerage, LLC ranks #5,961 of 20,055 by disclosure count (most disclosures first). Among firms registered in CA, it ranks #106 of 279 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Assetmark Brokerage, LLC?
A grade of A means Assetmark Brokerage, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Assetmark Brokerage, LLC have?
Assetmark Brokerage, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Assetmark Brokerage, LLC?
Assetmark Brokerage, LLC operates 6 branch offices and is classified by FINRA as a medium firm, registered in CA (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Assetmark Brokerage, LLC's disciplinary record?
You can verify Assetmark Brokerage, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 169804. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Assetmark Brokerage, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Assetmark Brokerage, LLC, both outside CA so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (6 here).
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Assetmark Brokerage, LLC's 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Assetmark Brokerage, LLC's 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Assetmark Brokerage, LLC's 0.00
- Firms in CA - state roster that includes Assetmark Brokerage, LLC's registration home.
- How to Vet a Financial Advisor - Use Assetmark Brokerage, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Assetmark Brokerage, LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Assetmark Brokerage, LLC.
- Compare firms - put Assetmark Brokerage, LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.