Branch offices
5 offices
FINRA: Small firm
CRD #39437 · FINRA BrokerCheck + SEC IAPD
Sorsby Financial Corp.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Sorsby Financial Corp. ranks #17,506 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #226 of 251 on the same disclosure sort used on the state browse page. Sorsby Financial Corp. has a clean FINRA BrokerCheck record, no reportable disclosures across its 5 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 5
- branch offices
- 0
- disclosures
- #17,506 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 39437 Sorsby Financial Corp.
Sorsby Financial Corp. · Grade A · 0 disc · 0.00/office · Small firm
- CRD 39437
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 5
- PER-OFF 0.00
- RANK #17,506 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Sorsby Financial Corp. ranks #17,506 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 5 offices
Clean disclosure surface
Sorsby Financial Corp. has zero reportable FINRA BrokerCheck disclosures in this extract across 5 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Bonita Springs, FL, 34134
- Formed
- 08/07/1995
- State of Formation
- Illinois
- CRD Number
- 39437
- SEC Number
- 48718
Clean BrokerCheck surface
Sorsby Financial Corp.'s clean BrokerCheck surface
Sorsby Financial Corp. shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 5 branch offices (Grade A).
Sorsby Financial Corp. shows zero reportable disclosures across 5 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Sorsby Financial Corp.'s clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Florida cohort · 0.00× state average
Sorsby Financial Corp. sits below the Florida disclosure average
Sorsby Financial Corp. reports 0 BrokerCheck disclosures, 0.00× the Florida average of 4.6, lighter than most of the 251 graded firms filed there.
In Florida, 152 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Florida state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Sorsby Financial Corp. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Sorsby Financial Corp. ranks #17,506 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #226 of 251 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Sorsby Financial Corp.?
A grade of A means Sorsby Financial Corp. has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Sorsby Financial Corp. have?
Sorsby Financial Corp. has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Sorsby Financial Corp.?
Sorsby Financial Corp. operates 5 branch offices and is classified by FINRA as a small firm, registered in FL (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Sorsby Financial Corp.'s disciplinary record?
You can verify Sorsby Financial Corp.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 39437. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Sorsby Financial Corp. currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Sorsby Financial Corp., both outside FL so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (5 here).
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Sorsby Financial Corp.'s 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Sorsby Financial Corp.'s 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Sorsby Financial Corp.'s 0.00
- Firms in FL - state roster that includes Sorsby Financial Corp.'s registration home.
- How to Vet a Financial Advisor - Use Sorsby Financial Corp.'s clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Sorsby Financial Corp.'s does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Sorsby Financial Corp..
- Compare firms - put Sorsby Financial Corp. next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.