Branch offices
19 offices
FINRA: Small firm
CRD #2048 · FINRA BrokerCheck + SEC IAPD
Hazard & Siegel, Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Hazard & Siegel, Inc. ranks #11,433 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #575 of 868 on the same disclosure sort used on the state browse page. Hazard & Siegel, Inc. has a clean FINRA BrokerCheck record, no reportable disclosures across its 19 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 19
- branch offices
- 0
- disclosures
- #11,433 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 2048 Hazard & Siegel, Inc.
Hazard & Siegel, Inc. · Grade A · 0 disc · 0.00/office · Regional firm
- CRD 2048
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 19
- PER-OFF 0.00
- RANK #11,433 of 20,055
- BOOK Regional firm
Intensity peers
Nearest same-size peer: ADP Broker-Dealer, Inc. (0.00 disc/office)
Hazard & Siegel, Inc. ranks #11,433 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 19 offices
Clean disclosure surface
Hazard & Siegel, Inc. has zero reportable FINRA BrokerCheck disclosures in this extract across 19 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Dewitt, NY, 13214
- Formed
- 06/15/1971
- State of Formation
- New York
- CRD Number
- 2048
- SEC Number
- 13942
Clean BrokerCheck surface
Hazard & Siegel, Inc.'s clean BrokerCheck surface
Hazard & Siegel, Inc. shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 19 branch offices (Grade A).
Hazard & Siegel, Inc. shows zero reportable disclosures across 19 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Hazard & Siegel, Inc.'s clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
New York cohort · 0.00× state average
Hazard & Siegel, Inc. sits below the New York disclosure average
Hazard & Siegel, Inc. reports 0 BrokerCheck disclosures, 0.00× the New York average of 8.7, lighter than most of the 868 graded firms filed there.
In New York, 513 firms carry Grade A and 7 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New York state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Hazard & Siegel, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Hazard & Siegel, Inc. ranks #11,433 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #575 of 868 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Hazard & Siegel, Inc.?
A grade of A means Hazard & Siegel, Inc. has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Hazard & Siegel, Inc. have?
Hazard & Siegel, Inc. has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Hazard & Siegel, Inc.?
Hazard & Siegel, Inc. operates 19 branch offices and is classified by FINRA as a small firm, registered in NY (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Hazard & Siegel, Inc.'s disciplinary record?
You can verify Hazard & Siegel, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 2048. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Hazard & Siegel, Inc. currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Hazard & Siegel, Inc., both outside NY so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (19 here).
Read with this firm
- ADP Broker-Dealer, Inc. (NJ) - 0.00 disclosures/office, nearest regional firm peer to Hazard & Siegel, Inc.'s 0.00
- AE Financial Services, LLC (KS) - 0.00 disclosures/office, nearest regional firm peer to Hazard & Siegel, Inc.'s 0.00
- American Global Wealth Management, Inc. (GA) - 0.00 disclosures/office, nearest regional firm peer to Hazard & Siegel, Inc.'s 0.00
- Firms in NY - state roster that includes Hazard & Siegel, Inc.'s registration home.
- How to Vet a Financial Advisor - Use Hazard & Siegel, Inc.'s clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Hazard & Siegel, Inc.'s does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Hazard & Siegel, Inc..
- Compare firms - put Hazard & Siegel, Inc. next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.