Branch offices
19 offices
FINRA: Small firm
CRD #2048 · FINRA BrokerCheck + SEC IAPD
Hazard & Siegel, Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Hazard & Siegel, Inc. ranks #11,433 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #575 of 868 on the same disclosure sort used on the state browse page. Hazard & Siegel, Inc. has a clean FINRA BrokerCheck record, no reportable disclosures across its 19 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 19
- branch offices
- 0
- disclosures
- #11,433 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 2048 Hazard & Siegel, Inc.
Hazard & Siegel, Inc. · Grade A · 0 disc · 0.00/office · Regional firm
- CRD 2048
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 19
- PER-OFF 0.00
- RANK #11,433 of 20,055
- BOOK Regional firm
Intensity peers
Nearest same-size peer: ADP Broker-Dealer, Inc. (0.00 disc/office)
Hazard & Siegel, Inc. ranks #11,433 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 19 offices
Clean disclosure surface
Hazard & Siegel, Inc. has zero reportable FINRA BrokerCheck disclosures in this extract across 19 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Dewitt, NY, 13214
- Formed
- 06/15/1971
- State of Formation
- New York
- CRD Number
- 2048
- SEC Number
- 13942
Clean BrokerCheck surface
Hazard & Siegel, Inc.'s clean BrokerCheck surface
Hazard & Siegel, Inc. shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 19 branch offices (Grade A).
Hazard & Siegel, Inc. shows zero reportable disclosures across 19 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Hazard & Siegel, Inc.'s clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
New York cohort · 0.00× state average
Hazard & Siegel, Inc. sits below the New York disclosure average
Hazard & Siegel, Inc. reports 0 BrokerCheck disclosures, 0.00× the New York average of 8.7, lighter than most of the 868 graded firms filed there.
In New York, 513 firms carry Grade A and 7 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New York state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Hazard & Siegel, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Hazard & Siegel, Inc. ranks #11,433 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #575 of 868 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Hazard & Siegel, Inc.?
A grade of A means Hazard & Siegel, Inc. has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Hazard & Siegel, Inc. have?
Hazard & Siegel, Inc. has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Hazard & Siegel, Inc.?
Hazard & Siegel, Inc. operates 19 branch offices and is classified by FINRA as a small firm, registered in NY (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Hazard & Siegel, Inc.'s disciplinary record?
You can verify Hazard & Siegel, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 2048. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Hazard & Siegel, Inc. currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Hazard & Siegel, Inc., both outside NY so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (19 here).
Read with this firm
- ADP Broker-Dealer, Inc. (NJ) - 0.00 disclosures/office, nearest regional firm peer to Hazard & Siegel, Inc.'s 0.00
- AE Financial Services, LLC (KS) - 0.00 disclosures/office, nearest regional firm peer to Hazard & Siegel, Inc.'s 0.00
- American Global Wealth Management, Inc. (GA) - 0.00 disclosures/office, nearest regional firm peer to Hazard & Siegel, Inc.'s 0.00
- Firms in NY - state roster that includes Hazard & Siegel, Inc.'s registration home.
- How to Vet a Financial Advisor - Use Hazard & Siegel, Inc.'s clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Hazard & Siegel, Inc.'s does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Hazard & Siegel, Inc..
- Compare firms - put Hazard & Siegel, Inc. next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.