CRD #39062 · FINRA BrokerCheck + SEC IAPD

United Brokerage Services, Inc

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, United Brokerage Services, Inc ranks #19,004 of 20,055 by disclosure count (most disclosures first). Among firms registered in WV, it ranks #2 of 2 on the same disclosure sort used on the state browse page. United Brokerage Services, Inc has a clean FINRA BrokerCheck record, no reportable disclosures across its 85 branch offices, earning a Grade A.

Grade A
Safety grade
85
branch offices
0
disclosures
#19,004 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 39062 United Brokerage Services, Inc

United Brokerage Services, Inc · Grade A · 0 disc · 0.00/office · Mid-sized firm

  • CRD 39062
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 85
  • PER-OFF 0.00
  • RANK #19,004 of 20,055
  • BOOK Mid-sized firm

Nearest same-size peer: ABD Retirement Services, Inc. (0.00 disc/office)

ABD Retirement Services…0.00Advanced Advisor Group,…0.00Aurora Securities0.00United Brokerage Se… (this)0.00
Disclosures per office among mid-sized firm peers (lower is cleaner)

United Brokerage Services, Inc ranks #19,004 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

85 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 85 offices

Clean disclosure surface

United Brokerage Services, Inc has zero reportable FINRA BrokerCheck disclosures in this extract across 85 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Parkersburg, WV
CRD Number
39062

Clean BrokerCheck surface

United Brokerage Services, Inc's clean BrokerCheck surface

United Brokerage Services, Inc shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 85 branch offices (Grade A).

United Brokerage Services, Inc shows zero reportable disclosures across 85 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of United Brokerage Services, Inc's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

West Virginia cohort · 0.00× state average

United Brokerage Services, Inc sits below the West Virginia disclosure average

United Brokerage Services, Inc reports 0 BrokerCheck disclosures, 0.00× the West Virginia average of 1.5, lighter than most of the 2 graded firms filed there.

In West Virginia, 1 firm carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the West Virginia state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does United Brokerage Services, Inc sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, United Brokerage Services, Inc ranks #19,004 of 20,055 by disclosure count (most disclosures first). Among firms registered in WV, it ranks #2 of 2 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for United Brokerage Services, Inc?
A grade of A means United Brokerage Services, Inc has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does United Brokerage Services, Inc have?
United Brokerage Services, Inc has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is United Brokerage Services, Inc?
United Brokerage Services, Inc operates 85 branch offices and is classified by FINRA as a small firm, registered in WV (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify United Brokerage Services, Inc's disciplinary record?
You can verify United Brokerage Services, Inc's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 39062. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. United Brokerage Services, Inc currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for United Brokerage Services, Inc, both outside WV so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • ABD Retirement Services, Inc. - 0.00 disclosures/office, nearest mid-sized firm peer to United Brokerage Services, Inc's 0.00
  • Advanced Advisor Group, LLC (MN) - 0.00 disclosures/office, nearest mid-sized firm peer to United Brokerage Services, Inc's 0.00
  • Aurora Securities (MI) - 0.00 disclosures/office, nearest mid-sized firm peer to United Brokerage Services, Inc's 0.00
  • Firms in WV - state roster that includes United Brokerage Services, Inc's registration home.
  • How to Vet a Financial Advisor - Use United Brokerage Services, Inc's clean BrokerCheck surface as the baseline when you compare other firms.
  • Reading BrokerCheck Reports - What a Grade A page like United Brokerage Services, Inc's does and does not prove.
  • Clean-Record Firms - Other Grade-A firms ranked by footprint alongside United Brokerage Services, Inc.
  • Compare firms - put United Brokerage Services, Inc next to peers on grade and footprint.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.