CRD #290298 · FINRA BrokerCheck + SEC IAPD

Fortress Private Ledger, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Fortress Private Ledger, LLC ranks #10,345 of 20,055 by disclosure count (most disclosures first). Among firms registered in NC, it ranks #42 of 55 on the same disclosure sort used on the state browse page. Fortress Private Ledger, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 15 branch offices, earning a Grade A.

Verify on FINRA BrokerCheck → Browse all firms
Grade A
Safety grade
15
branch offices
0
disclosures
#10,345 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 290298 Fortress Private Ledger, LLC

Fortress Private Ledger, LLC · Grade A · 0 disc · 0.00/office · Regional firm

  • CRD 290298
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 15
  • PER-OFF 0.00
  • RANK #10,345 of 20,055
  • BOOK Regional firm

Intensity peers

Nearest same-size peer: ADP Broker-Dealer, Inc. (0.00 disc/office)

ADP Broker-Dealer, Inc.0.00AE Financial Services, LLC0.00American Global Wealth …0.00Fortress Private Le… (this)0.00
Disclosures per office among regional firm peers (lower is cleaner)

Fortress Private Ledger, LLC ranks #10,345 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

15 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 15 offices

Clean disclosure surface

Fortress Private Ledger, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 15 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Raleigh, NC, 27612
Formed
11/17/2017
State of Formation
North Carolina
CRD Number
290298
SEC Number
70027

Clean BrokerCheck surface

Fortress Private Ledger, LLC's clean BrokerCheck surface

Fortress Private Ledger, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 15 branch offices (Grade A).

Fortress Private Ledger, LLC shows zero reportable disclosures across 15 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Fortress Private Ledger, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

North Carolina cohort · 0.00× state average

Fortress Private Ledger, LLC sits below the North Carolina disclosure average

Fortress Private Ledger, LLC reports 0 BrokerCheck disclosures, 0.00× the North Carolina average of 4.3, lighter than most of the 55 graded firms filed there.

In North Carolina, 31 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the North Carolina state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Fortress Private Ledger, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Fortress Private Ledger, LLC ranks #10,345 of 20,055 by disclosure count (most disclosures first). Among firms registered in NC, it ranks #42 of 55 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Fortress Private Ledger, LLC?
A grade of A means Fortress Private Ledger, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Fortress Private Ledger, LLC have?
Fortress Private Ledger, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Fortress Private Ledger, LLC?
Fortress Private Ledger, LLC operates 15 branch offices and is classified by FINRA as a small firm, registered in NC (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Fortress Private Ledger, LLC's disciplinary record?
You can verify Fortress Private Ledger, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 290298. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Fortress Private Ledger, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Fortress Private Ledger, LLC, both outside NC so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - clean-record firms: what a Grade A surface does and does not prove.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.