CRD #131338 · FINRA BrokerCheck + SEC IAPD

Drake Star Securities LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Drake Star Securities LLC ranks #8,985 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #143 of 251 on the same disclosure sort used on the state browse page. Drake Star Securities LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 6 branch offices, earning a Grade A.

Grade A
Safety grade
6
branch offices
0
disclosures
#8,985 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 131338 Drake Star Securities LLC

Drake Star Securities LLC · Grade A · 0 disc · 0.00/office · Small firm

  • CRD 131338
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 6
  • PER-OFF 0.00
  • RANK #8,985 of 20,055
  • BOOK Small firm

Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)

1031 Securities Inc.0.0016 Points LLC0.001851 Securities, Inc0.00Drake Star Securiti… (this)0.00
Disclosures per office among small firm peers (lower is cleaner)

Drake Star Securities LLC ranks #8,985 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

6 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 6 offices

Clean disclosure surface

Drake Star Securities LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 6 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
West Palm Beach, FL, 10022
Formed
01/15/2004
State of Formation
New York
CRD Number
131338
SEC Number
66448

Clean BrokerCheck surface

Drake Star Securities LLC's clean BrokerCheck surface

Drake Star Securities LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 6 branch offices (Grade A).

Drake Star Securities LLC shows zero reportable disclosures across 6 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Drake Star Securities LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

Florida cohort · 0.00× state average

Drake Star Securities LLC sits below the Florida disclosure average

Drake Star Securities LLC reports 0 BrokerCheck disclosures, 0.00× the Florida average of 4.6, lighter than most of the 251 graded firms filed there.

In Florida, 152 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Florida state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Drake Star Securities LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Drake Star Securities LLC ranks #8,985 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #143 of 251 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Drake Star Securities LLC?
A grade of A means Drake Star Securities LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Drake Star Securities LLC have?
Drake Star Securities LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Drake Star Securities LLC?
Drake Star Securities LLC operates 6 branch offices and is classified by FINRA as a small firm, registered in FL (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Drake Star Securities LLC's disciplinary record?
You can verify Drake Star Securities LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 131338. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Drake Star Securities LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Drake Star Securities LLC, both outside FL so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Drake Star Securities LLC's 0.00
  • 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Drake Star Securities LLC's 0.00
  • 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Drake Star Securities LLC's 0.00
  • Firms in FL - state roster that includes Drake Star Securities LLC's registration home.
  • How to Vet a Financial Advisor - Use Drake Star Securities LLC's clean BrokerCheck surface as the baseline when you compare other firms.
  • Reading BrokerCheck Reports - What a Grade A page like Drake Star Securities LLC's does and does not prove.
  • Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Drake Star Securities LLC.
  • Compare firms - put Drake Star Securities LLC next to peers on grade and footprint.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.