Branch offices
12 offices
FINRA: Small firm
CRD #6769 · FINRA BrokerCheck + SEC IAPD
Keel Point Capital, LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Keel Point Capital, LLC ranks #12,774 of 20,055 by disclosure count (most disclosures first). Among firms registered in AL, it ranks #13 of 17 on the same disclosure sort used on the state browse page. Keel Point Capital, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 12 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 12
- branch offices
- 0
- disclosures
- #12,774 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 6769 Keel Point Capital, LLC
Keel Point Capital, LLC · Grade A · 0 disc · 0.00/office · Regional firm
- CRD 6769
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 12
- PER-OFF 0.00
- RANK #12,774 of 20,055
- BOOK Regional firm
Intensity peers
Nearest same-size peer: ADP Broker-Dealer, Inc. (0.00 disc/office)
Keel Point Capital, LLC ranks #12,774 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 12 offices
Clean disclosure surface
Keel Point Capital, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 12 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Huntsville, AL
- CRD Number
- 6769
Clean BrokerCheck surface
Keel Point Capital, LLC's clean BrokerCheck surface
Keel Point Capital, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 12 branch offices (Grade A).
Keel Point Capital, LLC shows zero reportable disclosures across 12 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Keel Point Capital, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Alabama cohort · 0.00× state average
Keel Point Capital, LLC sits below the Alabama disclosure average
Keel Point Capital, LLC reports 0 BrokerCheck disclosures, 0.00× the Alabama average of 2.4, lighter than most of the 17 graded firms filed there.
In Alabama, 8 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Alabama state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Keel Point Capital, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Keel Point Capital, LLC ranks #12,774 of 20,055 by disclosure count (most disclosures first). Among firms registered in AL, it ranks #13 of 17 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Keel Point Capital, LLC?
A grade of A means Keel Point Capital, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Keel Point Capital, LLC have?
Keel Point Capital, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Keel Point Capital, LLC?
Keel Point Capital, LLC operates 12 branch offices and is classified by FINRA as a small firm, registered in AL (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Keel Point Capital, LLC's disciplinary record?
You can verify Keel Point Capital, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 6769. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Keel Point Capital, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Keel Point Capital, LLC, both outside AL so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (12 here).
Read with this firm
- ADP Broker-Dealer, Inc. (NJ) - 0.00 disclosures/office, nearest regional firm peer to Keel Point Capital, LLC's 0.00
- AE Financial Services, LLC (KS) - 0.00 disclosures/office, nearest regional firm peer to Keel Point Capital, LLC's 0.00
- American Global Wealth Management, Inc. (GA) - 0.00 disclosures/office, nearest regional firm peer to Keel Point Capital, LLC's 0.00
- Firms in AL - state roster that includes Keel Point Capital, LLC's registration home.
- How to Vet a Financial Advisor - Use Keel Point Capital, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Keel Point Capital, LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Keel Point Capital, LLC.
- Compare firms - put Keel Point Capital, LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.