CRD #132701 · FINRA BrokerCheck + SEC IAPD

Banco DO Brasil Securities LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Banco DO Brasil Securities LLC ranks #3,458 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #66 of 251 on the same disclosure sort used on the state browse page. Banco DO Brasil Securities LLC carries 1 BrokerCheck disclosure across 12 branch offices - light load for a regional firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
12
branch offices
1
disclosure
#3,458 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 132701 Banco DO Brasil Securities LLC

Banco DO Brasil Securities LLC · Grade B · 1 disc · 0.08/office · Regional firm

  • CRD 132701
  • GRADE B
  • DISC 1
  • REG 0
  • ARB 0
  • CIV 1
  • BRANCH 12
  • PER-OFF 0.08
  • RANK #3,458 of 20,055
  • BOOK Regional firm

Intensity peers

Nearest same-size peer: Beaconsfield Financial Services, Inc. (0.08 disc/office)

Beaconsfield Financial …0.08Hartfield, Titus & Donn…0.08Caldwell Sutter Capital…0.08Banco DO Brasil Sec… (this)0.08
Disclosures per office among regional firm peers (lower is cleaner)

Banco DO Brasil Securities LLC ranks #3,458 of 20,055 by disclosure count among graded broker-dealers; light load at 0.08 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

12 offices

FINRA: Small firm

Total disclosures

1 event

On FINRA BrokerCheck

Regulatory events

0 actions

0% of all disclosures

Disclosures per office

0.08 per office

1 ÷ 12 offices

Banco DO Brasil Securities LLC vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 89% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 0
Arbitrations 0
Civil Events 1
Total 1

Counts for Banco DO Brasil Securities LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 0 Arbitration 0 Civil 1

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Miami, FL, 33131
Formed
07/12/1995
State of Formation
New York
CRD Number
132701
SEC Number
66625

Customer-facing mix

Banco DO Brasil Securities LLC in the heavier-disclosure third

Banco DO Brasil Securities LLC carries 1 BrokerCheck disclosure across 12 branch offices - a heavier-third raw book among graded firms (#3,458 of 20,055). Customer-facing events dominate: 0 arbitration and 1 civil versus 0 regulatory (0% regulator share).

Only 0% of Banco DO Brasil Securities LLC's disclosures are regulator-initiated; arbitrations (0) and civil events (1) dominate the book. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Banco DO Brasil Securities LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Florida cohort · 0.22× state average

Banco DO Brasil Securities LLC sits below the Florida disclosure average

Banco DO Brasil Securities LLC reports 1 BrokerCheck disclosure, 0.22× the Florida average of 4.6, lighter than most of the 251 graded firms filed there.

In Florida, 152 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Florida state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Banco DO Brasil Securities LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Banco DO Brasil Securities LLC ranks #3,458 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #66 of 251 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Banco DO Brasil Securities LLC?
A grade of B reflects Banco DO Brasil Securities LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (regional firm). It carries 1 total disclosure across 12 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Banco DO Brasil Securities LLC have?
Banco DO Brasil Securities LLC has 1 total FINRA disclosure, including 1 civil event. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Banco DO Brasil Securities LLC?
Banco DO Brasil Securities LLC operates 12 branch offices and is classified by FINRA as a small firm, registered in FL (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Banco DO Brasil Securities LLC's disciplinary record?
You can verify Banco DO Brasil Securities LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 132701. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Should I avoid Banco DO Brasil Securities LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Banco DO Brasil Securities LLC carries 1 disclosure across 12 branch offices (about 0.08 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Banco DO Brasil Securities LLC, both outside FL so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.