Branch offices
12 offices
FINRA: Small firm
CRD #103973 · FINRA BrokerCheck + SEC IAPD
KPMG Corporate Finance LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, KPMG Corporate Finance LLC ranks #13,002 of 20,055 by disclosure count (most disclosures first). Among firms registered in IL, it ranks #162 of 200 on the same disclosure sort used on the state browse page. KPMG Corporate Finance LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 12 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 12
- branch offices
- 0
- disclosures
- #13,002 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 103973 KPMG Corporate Finance LLC
KPMG Corporate Finance LLC · Grade A · 0 disc · 0.00/office · Regional firm
- CRD 103973
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 12
- PER-OFF 0.00
- RANK #13,002 of 20,055
- BOOK Regional firm
Intensity peers
Nearest same-size peer: ADP Broker-Dealer, Inc. (0.00 disc/office)
KPMG Corporate Finance LLC ranks #13,002 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 12 offices
Clean disclosure surface
KPMG Corporate Finance LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 12 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Chicago, IL, 60601-6436
- Formed
- 02/08/2000
- State of Formation
- Delaware
- CRD Number
- 103973
- SEC Number
- 52462
Clean BrokerCheck surface
KPMG Corporate Finance LLC's clean BrokerCheck surface
KPMG Corporate Finance LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 12 branch offices (Grade A).
KPMG Corporate Finance LLC shows zero reportable disclosures across 12 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of KPMG Corporate Finance LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Illinois cohort · 0.00× state average
KPMG Corporate Finance LLC sits below the Illinois disclosure average
KPMG Corporate Finance LLC reports 0 BrokerCheck disclosures, 0.00× the Illinois average of 5.1, lighter than most of the 200 graded firms filed there.
In Illinois, 99 firms carry Grade A and 8 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Illinois state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does KPMG Corporate Finance LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, KPMG Corporate Finance LLC ranks #13,002 of 20,055 by disclosure count (most disclosures first). Among firms registered in IL, it ranks #162 of 200 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for KPMG Corporate Finance LLC?
A grade of A means KPMG Corporate Finance LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does KPMG Corporate Finance LLC have?
KPMG Corporate Finance LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is KPMG Corporate Finance LLC?
KPMG Corporate Finance LLC operates 12 branch offices and is classified by FINRA as a small firm, registered in IL (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify KPMG Corporate Finance LLC's disciplinary record?
You can verify KPMG Corporate Finance LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 103973. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. KPMG Corporate Finance LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for KPMG Corporate Finance LLC, both outside IL so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (12 here).
Read with this firm
- ADP Broker-Dealer, Inc. (NJ) - 0.00 disclosures/office, nearest regional firm peer to KPMG Corporate Finance LLC's 0.00
- AE Financial Services, LLC (KS) - 0.00 disclosures/office, nearest regional firm peer to KPMG Corporate Finance LLC's 0.00
- American Global Wealth Management, Inc. (GA) - 0.00 disclosures/office, nearest regional firm peer to KPMG Corporate Finance LLC's 0.00
- Firms in IL - state roster that includes KPMG Corporate Finance LLC's registration home.
- How to Vet a Financial Advisor - Use KPMG Corporate Finance LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like KPMG Corporate Finance LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside KPMG Corporate Finance LLC.
- Compare firms - put KPMG Corporate Finance LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.