Branch offices
79 offices
FINRA: Medium firm
CRD #148477 · FINRA BrokerCheck + SEC IAPD
Foreside Financial Services, LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Foreside Financial Services, LLC ranks #10,316 of 20,055 by disclosure count (most disclosures first). Among firms registered in ME, it ranks #8 of 21 on the same disclosure sort used on the state browse page. Foreside Financial Services, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 79 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 79
- branch offices
- 0
- disclosures
- #10,316 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 148477 Foreside Financial Services, LLC
Foreside Financial Services, LLC · Grade A · 0 disc · 0.00/office · Mid-sized firm
- CRD 148477
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 79
- PER-OFF 0.00
- RANK #10,316 of 20,055
- BOOK Mid-sized firm
Nearest same-size peer: ABD Retirement Services, Inc. (0.00 disc/office)
Foreside Financial Services, LLC ranks #10,316 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 79 offices
Clean disclosure surface
Foreside Financial Services, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 79 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Medium
- Scope
- ACTIVE
- Location
- Portland, ME, 04101
- Formed
- 07/31/2016
- State of Formation
- Delaware
- CRD Number
- 148477
- SEC Number
- 68027
Clean BrokerCheck surface
Foreside Financial Services, LLC's clean BrokerCheck surface
Foreside Financial Services, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 79 branch offices (Grade A).
Foreside Financial Services, LLC shows zero reportable disclosures across 79 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Foreside Financial Services, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Maine cohort · 0.00× state average
Foreside Financial Services, LLC sits below the Maine disclosure average
Foreside Financial Services, LLC reports 0 BrokerCheck disclosures, 0.00× the Maine average of 0.4, lighter than most of the 21 graded firms filed there.
In Maine, 16 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Maine state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Foreside Financial Services, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Foreside Financial Services, LLC ranks #10,316 of 20,055 by disclosure count (most disclosures first). Among firms registered in ME, it ranks #8 of 21 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Foreside Financial Services, LLC?
A grade of A means Foreside Financial Services, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Foreside Financial Services, LLC have?
Foreside Financial Services, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Foreside Financial Services, LLC?
Foreside Financial Services, LLC operates 79 branch offices and is classified by FINRA as a medium firm, registered in ME (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Foreside Financial Services, LLC's disciplinary record?
You can verify Foreside Financial Services, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 148477. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Foreside Financial Services, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Foreside Financial Services, LLC, both outside ME so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (79 here).
Read with this firm
- ABD Retirement Services, Inc. - 0.00 disclosures/office, nearest mid-sized firm peer to Foreside Financial Services, LLC's 0.00
- Advanced Advisor Group, LLC (MN) - 0.00 disclosures/office, nearest mid-sized firm peer to Foreside Financial Services, LLC's 0.00
- Aurora Securities (MI) - 0.00 disclosures/office, nearest mid-sized firm peer to Foreside Financial Services, LLC's 0.00
- Firms in ME - state roster that includes Foreside Financial Services, LLC's registration home.
- How to Vet a Financial Advisor - Use Foreside Financial Services, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Foreside Financial Services, LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Foreside Financial Services, LLC.
- Compare firms - put Foreside Financial Services, LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.