Branch offices
79 offices
FINRA: Medium firm
CRD #153489 · FINRA BrokerCheck + SEC IAPD
BA Securities, LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, BA Securities, LLC ranks #6,116 of 20,055 by disclosure count (most disclosures first). Among firms registered in PA, it ranks #48 of 81 on the same disclosure sort used on the state browse page. BA Securities, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 79 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 79
- branch offices
- 0
- disclosures
- #6,116 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 153489 BA Securities, LLC
BA Securities, LLC · Grade A · 0 disc · 0.00/office · Mid-sized firm
- CRD 153489
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 79
- PER-OFF 0.00
- RANK #6,116 of 20,055
- BOOK Mid-sized firm
Nearest same-size peer: ABD Retirement Services, Inc. (0.00 disc/office)
BA Securities, LLC ranks #6,116 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 79 offices
Clean disclosure surface
BA Securities, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 79 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Medium
- Scope
- ACTIVE
- Location
- W. Conshohocken, PA, 19428
- Formed
- 01/25/2010
- State of Formation
- Pennsylvania
- CRD Number
- 153489
- SEC Number
- 68545
Clean BrokerCheck surface
BA Securities, LLC's clean BrokerCheck surface
BA Securities, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 79 branch offices (Grade A).
BA Securities, LLC shows zero reportable disclosures across 79 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of BA Securities, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Pennsylvania cohort · 0.00× state average
BA Securities, LLC sits below the Pennsylvania disclosure average
BA Securities, LLC reports 0 BrokerCheck disclosures, 0.00× the Pennsylvania average of 6.4, lighter than most of the 81 graded firms filed there.
In Pennsylvania, 39 firms carry Grade A and 3 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Pennsylvania state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does BA Securities, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, BA Securities, LLC ranks #6,116 of 20,055 by disclosure count (most disclosures first). Among firms registered in PA, it ranks #48 of 81 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for BA Securities, LLC?
A grade of A means BA Securities, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does BA Securities, LLC have?
BA Securities, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is BA Securities, LLC?
BA Securities, LLC operates 79 branch offices and is classified by FINRA as a medium firm, registered in PA (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify BA Securities, LLC's disciplinary record?
You can verify BA Securities, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 153489. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. BA Securities, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for BA Securities, LLC, both outside PA so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (79 here).
Read with this firm
- ABD Retirement Services, Inc. - 0.00 disclosures/office, nearest mid-sized firm peer to BA Securities, LLC's 0.00
- Advanced Advisor Group, LLC (MN) - 0.00 disclosures/office, nearest mid-sized firm peer to BA Securities, LLC's 0.00
- Aurora Securities (MI) - 0.00 disclosures/office, nearest mid-sized firm peer to BA Securities, LLC's 0.00
- Firms in PA - state roster that includes BA Securities, LLC's registration home.
- How to Vet a Financial Advisor - Use BA Securities, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like BA Securities, LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside BA Securities, LLC.
- Compare firms - put BA Securities, LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.