CRD #30397 · FINRA BrokerCheck + SEC IAPD

PMA Securities, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, PMA Securities, LLC ranks #15,691 of 20,055 by disclosure count (most disclosures first). Among firms registered in IL, it ranks #180 of 200 on the same disclosure sort used on the state browse page. PMA Securities, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 13 branch offices, earning a Grade A.

Verify on FINRA BrokerCheck → Browse all firms
Grade A
Safety grade
13
branch offices
0
disclosures
#15,691 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 30397 PMA Securities, LLC

PMA Securities, LLC · Grade A · 0 disc · 0.00/office · Regional firm

  • CRD 30397
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 13
  • PER-OFF 0.00
  • RANK #15,691 of 20,055
  • BOOK Regional firm

Intensity peers

Nearest same-size peer: ADP Broker-Dealer, Inc. (0.00 disc/office)

ADP Broker-Dealer, Inc.0.00AE Financial Services, LLC0.00American Global Wealth …0.00PMA Securities, LLC (this)0.00
Disclosures per office among regional firm peers (lower is cleaner)

PMA Securities, LLC ranks #15,691 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

13 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 13 offices

Clean disclosure surface

PMA Securities, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 13 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Naperville, IL, 60563
Formed
03/26/2019
State of Formation
Illinois
CRD Number
30397
SEC Number
44905

Clean BrokerCheck surface

PMA Securities, LLC's clean BrokerCheck surface

PMA Securities, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 13 branch offices (Grade A).

PMA Securities, LLC shows zero reportable disclosures across 13 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of PMA Securities, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

Illinois cohort · 0.00× state average

PMA Securities, LLC sits below the Illinois disclosure average

PMA Securities, LLC reports 0 BrokerCheck disclosures, 0.00× the Illinois average of 5.1, lighter than most of the 200 graded firms filed there.

In Illinois, 99 firms carry Grade A and 8 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Illinois state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does PMA Securities, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, PMA Securities, LLC ranks #15,691 of 20,055 by disclosure count (most disclosures first). Among firms registered in IL, it ranks #180 of 200 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for PMA Securities, LLC?
A grade of A means PMA Securities, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does PMA Securities, LLC have?
PMA Securities, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is PMA Securities, LLC?
PMA Securities, LLC operates 13 branch offices and is classified by FINRA as a small firm, registered in IL (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify PMA Securities, LLC's disciplinary record?
You can verify PMA Securities, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 30397. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. PMA Securities, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for PMA Securities, LLC, both outside IL so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - clean-record firms: what a Grade A surface does and does not prove.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.