CRD #15764 · FINRA BrokerCheck + SEC IAPD

Brooklight Place Securities, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Brooklight Place Securities, Inc. ranks #7,011 of 20,055 by disclosure count (most disclosures first). Among firms registered in AZ, it ranks #11 of 25 on the same disclosure sort used on the state browse page. Brooklight Place Securities, Inc. has a clean FINRA BrokerCheck record, no reportable disclosures across its 12 branch offices, earning a Grade A.

Verify on FINRA BrokerCheck → Browse all firms
Grade A
Safety grade
12
branch offices
0
disclosures
#7,011 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 15764 Brooklight Place Securities, Inc.

Brooklight Place Securities, Inc. · Grade A · 0 disc · 0.00/office · Regional firm

  • CRD 15764
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 12
  • PER-OFF 0.00
  • RANK #7,011 of 20,055
  • BOOK Regional firm

Intensity peers

Nearest same-size peer: ADP Broker-Dealer, Inc. (0.00 disc/office)

ADP Broker-Dealer, Inc.0.00AE Financial Services, LLC0.00American Global Wealth …0.00Brooklight Place Se… (this)0.00
Disclosures per office among regional firm peers (lower is cleaner)

Brooklight Place Securities, Inc. ranks #7,011 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

12 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 12 offices

Clean disclosure surface

Brooklight Place Securities, Inc. has zero reportable FINRA BrokerCheck disclosures in this extract across 12 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Fountain Hills, AZ
CRD Number
15764

Clean BrokerCheck surface

Brooklight Place Securities, Inc.'s clean BrokerCheck surface

Brooklight Place Securities, Inc. shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 12 branch offices (Grade A).

Brooklight Place Securities, Inc. shows zero reportable disclosures across 12 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Brooklight Place Securities, Inc.'s clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

Arizona cohort · 0.00× state average

Brooklight Place Securities, Inc. sits below the Arizona disclosure average

Brooklight Place Securities, Inc. reports 0 BrokerCheck disclosures, 0.00× the Arizona average of 5.9, lighter than most of the 25 graded firms filed there.

In Arizona, 17 firms carry Grade A and 1 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Arizona state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Brooklight Place Securities, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Brooklight Place Securities, Inc. ranks #7,011 of 20,055 by disclosure count (most disclosures first). Among firms registered in AZ, it ranks #11 of 25 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Brooklight Place Securities, Inc.?
A grade of A means Brooklight Place Securities, Inc. has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Brooklight Place Securities, Inc. have?
Brooklight Place Securities, Inc. has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Brooklight Place Securities, Inc.?
Brooklight Place Securities, Inc. operates 12 branch offices and is classified by FINRA as a small firm, registered in AZ (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Brooklight Place Securities, Inc.'s disciplinary record?
You can verify Brooklight Place Securities, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 15764. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Brooklight Place Securities, Inc. currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Brooklight Place Securities, Inc., both outside AZ so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • ADP Broker-Dealer, Inc. (NJ) - 0.00 disclosures/office, nearest regional firm peer to Brooklight Place Securities, Inc.'s 0.00
  • AE Financial Services, LLC (KS) - 0.00 disclosures/office, nearest regional firm peer to Brooklight Place Securities, Inc.'s 0.00
  • American Global Wealth Management, Inc. (GA) - 0.00 disclosures/office, nearest regional firm peer to Brooklight Place Securities, Inc.'s 0.00
  • Firms in AZ - state roster that includes Brooklight Place Securities, Inc.'s registration home.
  • How to Vet a Financial Advisor - Use Brooklight Place Securities, Inc.'s clean BrokerCheck surface as the baseline when you compare other firms.
  • Reading BrokerCheck Reports - What a Grade A page like Brooklight Place Securities, Inc.'s does and does not prove.
  • Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Brooklight Place Securities, Inc..
  • Compare firms - put Brooklight Place Securities, Inc. next to peers on grade and footprint.

Read our methodology - clean-record firms: what a Grade A surface does and does not prove.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.