Branch offices
7 offices
FINRA: Small firm
CRD #330480 · FINRA BrokerCheck + SEC IAPD
Yorkville Securities, LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Yorkville Securities, LLC ranks #19,997 of 20,055 by disclosure count (most disclosures first). Among firms registered in NJ, it ranks #114 of 114 on the same disclosure sort used on the state browse page. Yorkville Securities, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 7 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 7
- branch offices
- 0
- disclosures
- #19,997 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 330480 Yorkville Securities, LLC
Yorkville Securities, LLC · Grade A · 0 disc · 0.00/office · Small firm
- CRD 330480
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 7
- PER-OFF 0.00
- RANK #19,997 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Yorkville Securities, LLC ranks #19,997 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 7 offices
Clean disclosure surface
Yorkville Securities, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 7 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Mountainside, NJ, 07092
- Formed
- 02/08/2024
- State of Formation
- Delaware
- CRD Number
- 330480
- SEC Number
- 71241
Clean BrokerCheck surface
Yorkville Securities, LLC's clean BrokerCheck surface
Yorkville Securities, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 7 branch offices (Grade A).
Yorkville Securities, LLC shows zero reportable disclosures across 7 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Yorkville Securities, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
New Jersey cohort · 0.00× state average
Yorkville Securities, LLC sits below the New Jersey disclosure average
Yorkville Securities, LLC reports 0 BrokerCheck disclosures, 0.00× the New Jersey average of 12.9, lighter than most of the 114 graded firms filed there.
In New Jersey, 50 firms carry Grade A and 2 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New Jersey state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Yorkville Securities, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Yorkville Securities, LLC ranks #19,997 of 20,055 by disclosure count (most disclosures first). Among firms registered in NJ, it ranks #114 of 114 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Yorkville Securities, LLC?
A grade of A means Yorkville Securities, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Yorkville Securities, LLC have?
Yorkville Securities, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Yorkville Securities, LLC?
Yorkville Securities, LLC operates 7 branch offices and is classified by FINRA as a small firm, registered in NJ (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Yorkville Securities, LLC's disciplinary record?
You can verify Yorkville Securities, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 330480. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Yorkville Securities, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Yorkville Securities, LLC, both outside NJ so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (7 here).
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Yorkville Securities, LLC's 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Yorkville Securities, LLC's 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Yorkville Securities, LLC's 0.00
- Firms in NJ - state roster that includes Yorkville Securities, LLC's registration home.
- How to Vet a Financial Advisor - Use Yorkville Securities, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Yorkville Securities, LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Yorkville Securities, LLC.
- Compare firms - put Yorkville Securities, LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.