Branch offices
7 offices
FINRA: Small firm
CRD #157327 · FINRA BrokerCheck + SEC IAPD
Dinan Capital Advisors
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Dinan Capital Advisors ranks #8,818 of 20,055 by disclosure count (most disclosures first). Among firms registered in AZ, it ranks #16 of 25 on the same disclosure sort used on the state browse page. Dinan Capital Advisors has a clean FINRA BrokerCheck record, no reportable disclosures across its 7 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 7
- branch offices
- 0
- disclosures
- #8,818 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 157327 Dinan Capital Advisors
Dinan Capital Advisors · Grade A · 0 disc · 0.00/office · Small firm
- CRD 157327
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 7
- PER-OFF 0.00
- RANK #8,818 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Dinan Capital Advisors ranks #8,818 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 7 offices
Clean disclosure surface
Dinan Capital Advisors has zero reportable FINRA BrokerCheck disclosures in this extract across 7 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Phoenix, AZ
- CRD Number
- 157327
Clean BrokerCheck surface
Dinan Capital Advisors's clean BrokerCheck surface
Dinan Capital Advisors shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 7 branch offices (Grade A).
Dinan Capital Advisors shows zero reportable disclosures across 7 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Dinan Capital Advisors's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Arizona cohort · 0.00× state average
Dinan Capital Advisors sits below the Arizona disclosure average
Dinan Capital Advisors reports 0 BrokerCheck disclosures, 0.00× the Arizona average of 5.9, lighter than most of the 25 graded firms filed there.
In Arizona, 17 firms carry Grade A and 1 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Arizona state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Dinan Capital Advisors sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Dinan Capital Advisors ranks #8,818 of 20,055 by disclosure count (most disclosures first). Among firms registered in AZ, it ranks #16 of 25 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Dinan Capital Advisors?
A grade of A means Dinan Capital Advisors has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Dinan Capital Advisors have?
Dinan Capital Advisors has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Dinan Capital Advisors?
Dinan Capital Advisors operates 7 branch offices and is classified by FINRA as a small firm, registered in AZ (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Dinan Capital Advisors's disciplinary record?
You can verify Dinan Capital Advisors's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 157327. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Dinan Capital Advisors currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Dinan Capital Advisors, both outside AZ so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (7 here).
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Dinan Capital Advisors's 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Dinan Capital Advisors's 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Dinan Capital Advisors's 0.00
- Firms in AZ - state roster that includes Dinan Capital Advisors's registration home.
- How to Vet a Financial Advisor - Use Dinan Capital Advisors's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Dinan Capital Advisors's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Dinan Capital Advisors.
- Compare firms - put Dinan Capital Advisors next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.